“The Process-Outcome Connection in Foreign Policy Decision Making:

A Quantitative Study Building on Groupthink”

 

Mark Shafer and Scott Crichlow

 

International Studies Quarterly

Volume 46, Issue 1

March 2002

 

Table A

 

Cases Included in the Analysis

 

Case 1 -- Mayaguez -- Decision by the Ford administration on May 14, 1975 to land marines in Cambodia to search for the Mayaguez hostages, to board and seize the Mayaguez, and to conduct air strikes targeting the Cambodian mainland (Ford, 1979; Head et al., 1978; Janis, 1982; Lam, 1989; Rowan, 1975; Turner, 1991).

 

Case 2 -- US involvement in Angola -- Decision by the Ford administration in the summer of 1975 to increase covert aid to Zaire. This aid was to be funneled to the FNLA and UNITA, organizations combating the Marxist-oriented MPLA for control of Angola (Bender, 1981; Isaacson, 1992; James, 1992; Spikes, 1993; Stockwell, 1978).

 

Case 3 -- Entebbe -- Decision by the Rabin government on July 3, 1976 to launch Operation Thunderbolt, a military engagement aimed at rescuing the hostages held at the Entebbe airport  (Peres, 1995; Rabin, 1979; Stevenson, 1976).

 

Case 4 -- “Deep Cuts”/SALT II -- Decision by the Carter administration on March 19, 1977 to propose a substantial increase in the reductions sought by the United States. This included reducing US and USSR nuclear launchers and a cut in Soviet heavy missiles from 300 to 150  (Brzezinski, 1983; Carter, 1982; Moens, 1990).

 

Case 5 -- Ogaden War -- Decision by the Carter administration in February 1978 not to become involved in the Ogaden War. Proposals had been made to send a carrier task force to the region to restrain Soviet action or to grant covert aid to Somalia. The Soviets had responded to Ethiopia’s requests for aid in repelling the Somali invasion (Drew, 1978; Moens, 1990).

 

Case 6 -- Relations with China -- Decision by the Carter administration, finalized in December 1978, to proceed with the normalization of relations with China (Brzezinski, 1983; Carter, 1982; Moens, 1990).

 

Case 7 -- Supporting the Shah -- Decision by the Carter administration to continue its support for the Shah’s rule in Iran in November and December of 1978 after domestic unrest began to dramatically intensify (Brzezinski, 1983; Carter, 1982; Moens, 1990).

 

Case 8 -- Non-intervention in Nicaragua -- Decision by the Carter administration not to intervene militarily in Nicaragua in the summer of 1979 to prevent the Sandinistas from coming to power (Cottam, 1992; Morley, 1994; Pastor, 1987).

 

Case 9 -- Iran Hostage Rescue Attempt -- Decision by the Carter administration on April 11, 1980 to proceed with an attempt to rescue American hostages held in Iran (Brzezinski, 1983; Carter, 1982; Janis, 1982; Martin and Walcott, 1988; Moses, 1996; Smith, 1984; Turner, 1981).

 

Case 10 -- Attacking Osiraq -- Decision by the Begin government in October 1980 to bomb Iraq’s Osiraq nuclear reactor. The implementation of this decision was delayed until June of 1981 (Feldman, 1982; Nakdimon, 1987).

 

Case 11 -- Funding the Contras -- The decision by the Reagan administration to begin supporting and organizing paramilitary groups in Nicaragua in November of 1981 (Cannon, 1991; Jentleson, 1994; Gutman, 1988; Pastor 1987).

 

Case 12 -- Falklands I -- Decision by the Thatcher government on April 2, 1982 to respond to the Argentinian invasion of the Falkland Islands by sending a naval task force to the area (Freedman and Gamba-Stonehouse, 1991; Hastings and Jenkins, 1983; Thatcher, 1993).

 

Case 13 -- Falklands II -- Decision by the Thatcher government in May of 1982 to implement Operation Sutton, landing troops on the Falkland Islands (Freedman and Gamba-Stonehouse, 1991; Hastings and Jenkins, 1983; Thatcher, 1993).

 

Case 14 -- The Invasion of Lebanon -- Decision by the Begin government on June 5, 1982 to invade Lebanon and clear out a twenty-five mile strip north of the border in order to protect northern Israeli communities from PLO artillery raids (Maoz, 1990; Peres, 1995; Sachar, 1996; Schiff and Ya’ari, 1984).

 

Case 15 -- Confronting the Siege of Beirut -- Decision by the Reagan administration on August 4, 1982 not to sanction Israel, but instead to publicly and privately condemn that country’s violations of the Beirut cease-fire. Israeli troop movements and shelling were occurring as the PLO was presenting what was widely seen as a workable plan to implement their departure from the city (Cannon, 1991; Shultz, 1993; Tanter, 1990).

 

Case 16 -- Rejecting the “Walk in the Woods” -- Decision by the Reagan administration in September 1982 to reject the “Walk in the Woods” proposal in the Intermediate-Range Nuclear Forces Talks. The “Walk in the Woods” proposal, negotiated privately between Paul Nitze and Yuli Kvitinsky, was aimed at overcoming a number of disagreements in the official talks (Talbott, 1985; Talbott, 1988).

 

Case 17 -- Developing SDI -- The decision by the Reagan administration in February 1983 to develop the Strategic Defense Initiative (Cannon, 1991; Shultz, 1993; Talbott, 1988).

 

Case 18 -- Grenada -- Decision by the Reagan administration on October 22, 1983 to launch a military operation aimed at securing the safety of Americans in Grenada and restoring civilian rule in that country (Beck, 1993; Cannon, 1991; Payne et al., 1984; Shultz, 1993).

 

Case 19 -- Achille Lauro -- Decision by the Reagan administration on October 10, 1985 to have US military aircraft intercept the 737 transporting the hijackers of the Achille Lauro from Egypt to Tunisia, force it to land at a NATO base in Sicily, and bring the hijackers to the United States for trial (Crowe, 1993; Martin and Walcott, 1988; Shultz, 1993).

 

Case 20 -- Iranian Arms Sales -- Decision by the Reagan administration, finalized on January 6, 1986, to authorize arms sales to Iran (Cannon, 1991; Shultz, 1993).

 

Case 21 -- Removing Marcos -- Decision by the Reagan administration on February 23, 1986 to act to ease Ferdinand Marcos out of power in the Philippines. Steps quickly taken toward this end included an offer of asylum and a threat to cut off aid if forces supporting him attacked the rebels (Bonner, 1987; Brands, 1992; Shultz, 1993).

 

Case 22 -- Attacking Libya -- Decision by the Reagan administration in April of 1986 to launch an air attack against Libya, as a reprisal for the regime’s support of international terrorism (Davis, 1990; Martin and Walcott, 1988; Shultz, 1993; Zimmerman, 1994).

 

Case 23 -- Funding UNITA -- Decision by the Reagan administration on November 12, 1985 to begin providing covert aid to the UNITA rebels in Angola (Crocker, 1992; James, 1992; Shultz, 1993; Scott, 1996).

 

Case 24 -- Exceeding SALT II -- Decision by the Reagan administration in May 1986 to deploy the 131st ALCM-armed B-52, thereby exceeding the nuclear arsenal subcielings prescribed by the unratified SALT II agreement (Talbott, 1988).

 

Case 25 -- Negotiating Noriega’s Departure -- Decision by the Reagan administration in May of 1988 to try to negotiate Noriega’s departure from Panama (Shultz, 1993).

 

Case 26 -- Attacking Panama -- Decision by the Bush administration in December of 1989 to launch Operation Just Cause and remove Manuel Noriega from power by force (Buckley, 1991; Donnelly et al., 1991; Mervin, 1996; Woodward, 1991).

 

Case 27 -- Gulf War I/Desert Shield -- Decision by the Bush administration in early August 1990 to protect Saudi Arabia from a potential Iraqi attack by sending a large US military force to the region (Duffy and Goodgame, 1992; Freedman and Karsh, 1993; Gordon and Trainor, 1995; Hermann, 1994; Hybel, 1993; Mervin, 1996; Wayne, 1993; Woodward, 1991).

 

Case 28 -- Gulf War II/Desert Storm -- Decision by the Bush administration on October 30, 1990 to increase the size of the American force to the level which the military felt was necessary to enable a successful attack against Iraq (Freedman and Karsh, 1993; Gordon and Trainor, 1995; Hermann, 1994; Hybel, 1993; Woodward, 1991).

 

Case 29 -- Gulf War III/ The End -- Decision by the Bush administration on February 26, 1991 to end the war against Iraq after 100 hours of fighting on the ground (Freedman and Karsh, 1993; Gordon and Trainor, 1995; Hermann, 1994; Hybel, 1993; Woodward, 1991).

 

Case 30 -- Adopting “Lift and Strike” -- Decision by the Clinton administration on May 1, 1993 to propose the “Lift and Strike” policy in the former Yugoslavia. This proposal called for lifting the arms embargo, and using air strikes against the Serbians if they attempted to strengthen their position before the Bosnians were armed (Drew, 1994).

 

Case 31 -- Leaving Somalia -- After the failed attempt to capture Mohamed Farah Aideed, the Clinton administration’s decision in early October 1993 to boost troop strength to protect the remaining US forces in Somalia and to begin a disengagement process that would remove all US troops from the area by March 31, 1994 (Drew, 1994).

 

REFERENCES

 

Beck, R. J. (1993) The Grenada Invasion: Politics, Law, and Foreign Policy Decisionmaking. Boulder: Westview Press.

 

Bender, G. (1981) “Kissinger in Angola: Anatomy of a Failure.” In American Policy in Southern Africa, ed. R. Lemarchand. Washington: University Press of America.

 

Bonner, R. (1987) Waltzing With a Dictator: The Marcoses and the Making of American Policy. New York: Times Books.

 

Brands, H. W. (1992) Bound to Empire: The United States and the Philippines. New York: Oxford University Press.

 

Brzezinski, Z. (1983) Power and Principle: Memoirs of the National Security Advisor, 1977-1981. New York: Farrar, Straus, Giroux.

 

Buckley, K. (1991) Panama: The Whole Story. New York: Simon and Schuster.

 

Cannon, L. (1991) President Reagan: The Role of a Lifetime. New York: Touchstone.

 

Carter, J. (1982) Keeping Faith: Memoirs of a President. Toronto: Bantam Books.

 

Cottam, M. (1992) The Carter Administration’s Policy toward Nicaragua: Images, Goals and Tactics. Political Science Quarterly 107:123-146.

 

Crocker, C. A. (1992) High Noon in Southern Africa: Making Peace in a Rough Neighborhood. New York: W.W. Norton and Co.

 

Crowe, W. J. Jr. (1993) The Line of Fire. New York: Simon and Schuster.

 

Davis, B. L. (1990) Qaddafi, Terrorism, and the Origins of the US Attack on Libya. New York: Praeger.

 

Donnelly, T., M. Roth and C. Baker (1991) Operation Just Cause: The Storming of Panama. Toronto: Lexington Books.

 

Drew, E. (1978) A Reporter at Large: Brzezinski. The New Yorker May 1:90-130.

 

Drew, E. (1994) On the Edge. New York: Simon and Schuster.

 

Duffy, M. and D. Goodgame (1992) Marching in Place: The Status Quo Presidency of George Bush. New York: Simon and Schuster.

 

Feldman, S. (1982) The bombing of Osiraq - Revisited. International Security 7:114-142.

 

Ford, G. (1979) A Time to Heal. New York: Harper & Row.

 

Freedman, L. and V. Gamba-Stonehouse (1991) Signals of War: The Falklands Conflict of 1982. Princeton: Princeton University Press.

 

Freedman, L. and E. Karsh (1993) The Gulf Conflict 1990-1991: Diplomacy and War in the New World Order. Princeton: Princeton University Press.

 

Gordon, M. R. and B. E. Trainor (1995) The General’s War. Boston: Little, Brown and Co.

 

Gutman, R. (1988) Banana Diplomacy: The Making of American Policy in Nicaragua, 1981-1987. New York: Simon and Schuster.

 

Hastings, M. and S. Jenkins (1983) The Battle for the Falklands. New York: W.W. Norton and Co.

 

Head, R. G., F. W. Short and R. C. McFarlane (1978) Crisis Resolution: Presidential Decision Making in the Mayaguez and Korean Confrontations. Boulder: Westview Press.

 

Hermann, C. (1969) “International Crisis as a Situational Variable.” In International Politics and Foreign Policy, ed. J. N. Rosenau. New York: Free Press.

 

Isaacson, W. (1992) Kissinger. New York: Simon and Schuster.

 

James, W. M. (1992) A Political History of the Civil War in Angola 1974-1990. New Brunswick, NJ: Transaction Publishers.

 

Janis, I. (1982) Groupthink: Psychological Studies of Policy Decisions and Fiascoes. Boston: Houghton Mifflin.

 

Jentleson, B. (1994) “The Reagan Administration versus Nicaragua: The Limits of “Type C” Coercive Diplomacy.” In The Limits of Coercive Diplomacy, ed. A. L. George and W. E. Simons. Boulder: Westview Press.

 

Martin, D. C. and J. Walcott (1988) Best Laid Plans: The Inside Story of America’s War Against Terrorism. New York: Harper & Row.

 

Maoz, Z. (1990) Framing the National Interest: The Manipulation of Foreign Policy Decisions in Group Settings. World Politics 43: 77-110.

 

Mervin, D. (1996) George Bush and the Guardianship Presidency. New York: St. Martin’s Press.

 

Moens, A. (1990) Foreign Policy Under Carter: Testing Multiple Advocacy Decisionmaking. Boulder: Westview Press.

 

Morley, M. H. (1994) Washington, Somoza, and the Sandanistas: State and Regime in U.S. Policy Toward Nicaragua, 1969-1981. Cambridge: Cambridge University Press.

 

Moses, R. L. (1996) Freeing the Hostages: Reexamining US-Iranian Negotiations and Soviet Policy, 1979-1981. Pittsburgh: University of Pittsburgh Press.

 

Nakdimon, S. (1987) First Strike: The Exclusive Story of How Israel Foiled Iraq’s Attempt to Get the Bomb. New York: Summit Books.

 

Pastor, R. A. (1987) Condemned to Repetition: The United States and Nicaragua. Princeton: Princeton University Press.

 

Payne, A., P. Sutton and T. Thorndike (1984) Grenada: Revolution and Invasion. New York: St. Martin’s Press.

 

Peres, S. (1995) Battling for Peace. New York: Random House.

 

Rabin, Y. (1979) The Rabin Memoirs. Boston: Little, Brown and Co.

 

Sachar, H. M. (1996) A History of Israel: From the Rise of Zionism to Our Time. New York: Alfred A. Knopf.

 

Schiff, Z. and E. Ya’ari (1984) Israel’s Lebanon War. New York: Simon and Schuster.

 

Shultz, G. P. (1993) Turmoil and Triumph: My Years as Secretary of State. New York: Scribners.

 

Scott, J. M. (1996) Deciding to Intervene: The Reagan Doctrine and American Foreign Policy. Durham: Duke University Press.

 

Smith, S. (1984) Groupthink and the Iran Hostage Rescue Mission. British Journal of Political Science 15:117-126.

 

Spikes, D. (1993) Angola and the Politics of Intervention: From Local Bush War to Chronic Crisis in Southern Africa. Jefferson, NC: McFarland & Co.

 

Stevenson, W. (1976) 90 Minutes at Entebbe. New York: Bantam Books.

 

Stockwell, J. (1978) In Search of Enemies. New York: W.W. Norton & Co.

 

Talbott, S. (1985) Deadly Gambits: The Reagan Administration and the Stalemate in Nuclear Arms Control. New York: Vintage Books.

 

Talbott, S. (1988) The Master of the Game: Paul Nitze and the Nuclear Peace. New York: Vintage Books.

 

Tanter, R. (1990) Who’s at the Helm? Lessons of Lebanon. Boulder: Westview Press.

 

Thatcher, M. (1993) The Downing Street Years. New York: Harper Collins.

 

Turner, S. (1991) Terrorism and Democracy. Boston: Houghton Mifflin.

 

Woodward, B. (1991) The Commanders. New York: Simon and Schuster.

 

Zimmerman, T. (1994) “Coercive Diplomacy and Libya.” In The Limits of Coercive Diplomacy, ed. A. L. George and W. E. Simons. Boulder: Westview Press.

 

 

 

Table B

Operational Definitions of Situational Context Variables

 

Table C

Operational Definitions of Group Structural Variables

 

Table D

Operational Definitions of Information Processing Variables