International Studies Quarterly
Volume 45, Issue 3
September 2001
APPENDIX A: CODING HANDBOOK
Introduction
Though perhaps not a conscious
one, there is a connection between theories about the world and the way
political actors in the world behave. For example, leaders who focus
on relations of power among nations have a more “realist” mindset, while
those who emphasize cooperation and social welfare in world politics are
more “idealist” or “liberal internationalist.” Further, these theories
about the world can often be classified as more inclusive ways (e.g., liberal
internationalist) or exclusive ways (e.g., realist) of viewing human relations.
When reading interviews with leaders and actually interviewing members
of parties in divided societies, it is striking how often one sees or hears
a comment that sounds like a proposition or a conclusion from one of several
theories about mobilization or intergroup behavior. For this study,
a content analysis method was created to link theories emphasizing different
reasons for group mobilization and intergroup conflict with the kinds of
strategies leaders actually use in their rhetoric (or propaganda).
The strategies are also classifiable on a scale from more to less exclusive
(the key aspect in this article).
Understanding the theory
that informs a leader’s definition of the situation is crucial because
any proposals to address the problem—here, any negotiation points or peace
proposals—will not get serious consideration if they do not address the
problems and appeal to the causal relationships that the leader sees as
paramount. In other words, a leader with a mostly Enemy Image mindset
would be a lot less likely to accept economic aid as a solution than another
with a predominantly relative deprivation perspective (see below).
This research design and coding is also a useful approach because it offers
insight into the international and domestic conditions under which particular
strategies are most likely to succeed. If external actors wish to
push a leader to define the situation more or less exclusively, they would
need to know more about how they could manipulate the context to increase
the chances of that happening.
Texts and Method
Framing Strategies
|
Source |
Model |
Themes |
|
Optimal Distinctiveness |
|
Who are we?
Who are we similar to and different from? |
|
|
(Injustice or Justice Positive) |
Our situation is unjust, unfair.
OR We are doing better; we are starting to make gains. |
|
Minimum Group Paradigm |
Ally Image Strategy |
They threaten us; they are to blame; they betray us.
OR They share our goals; they share our situation; or they share our culture. |
|
Elite Consolidation Theory |
(Negative or Positive) |
These laws, institutions, strucutres do/will discriminate against us;
negotiating with them is bad for us.
OR These laws, institutions, structures are/will be good for us; negotiating with them will help us. |
|
Social construction approaches to identity |
|
We are connected to our countrymen who have gone before us and those who come after us; we must realize our self-determination of the nation... |
a. Identity Strategy: Group reference and group delineation
Because the objective is
to compare which people/groups the leaders deem relevant and the labels
or bases of identification that different leaders (and the same leaders
over time) use to describe potential groups in the society, the coder should
underline all the groups the leader mentions within each unit (topic).
For this project, instead of using the particular labels (“Catholics,”
“politicians,” “working class”), a method more generalizable across time
and cases is used to record the group delineation. Lists of labels
that tend to be used to describe people in each country were created inductively,
and then the lists were categorized according to degrees of exclusivity:
very exclusive, moderately exclusive, moderately inclusive, and very inclusive.
It is not suggested here
that there is an objective definition of “inclusive” and “exclusive,”
but in order to observe differences between leaders and changes over time,
it is necessary to assert a reference point. This project approaches
this issue by considering the group reference: who are the people
the leader refers to when using a particular label? The second code
is the group delineation, for which the labels are assigned degrees of
exclusivity based on the “perspective” of the group reference used with
the labels. For example, consider two groups with the same group
reference named by a leader: “Nationalists in Northern Ireland” and
the “working class folks in Northern Ireland.” From the perspective
of the Northern Ireland group reference, “Nationalists” is considered “very
exclusive” (because it is completely exclusive of those claiming British
identity) and “working class” is considered “moderately inclusive” (since
all are not in the working class in this area, it is not coded as “very
inclusive”). For this study, the labels “Catholic” and “Protestant”
are considered “moderately exclusive” because religion does not preclude
membership in either state, where as “unionist” (and also “loyalist”) and
“nationalist” (and also “republican”) are mutually exclusive.
Therefore, using the rules
below, the coder is to record which people the leader is grouping together
(Group reference). This is an attempt to be as objective as possible;
the coding then records the different ways in which groups or potential
groups in these areas are bounded and categorized (Group delineation).
This section explains the coding rules for these two variables.
How the leader describes
both ingroups and outgroups (or “self” and “others”) is of interest.
“Outgroup” is used here to mean any group that the leader distinguishes
as an “other,” or not part of the “self.” “Ingroup” is used here
to mean the group with which the leader identifies. For example, President
Clinton may use the following ingroup descriptions: “Americans,” “Democrats.”
He may name outgroups such as “French government,” “Republicans.”
An important issue is that
identities are often nested, so that some outgroups may be discussed as
subgroups of a larger ingroup. For example, “Irish from the Protestant
tradition” is surely an outgroup when spoken by the leader of a predominantly
Catholic party; but the fact that he is suggesting the shared dimension
of “Irish” may be crucial to understanding a dynamic conflict. From
the perspective of Catholics, this portrayal is at least more conciliatory
than “Unionists” alone, which emphasizes no shared dimensions of group
membership. The idea of nesting and presenting a picture of group
as multidimensional and crosscutting may be a key way of encouraging multiple
loyalties. In this project, intercoder reliability could not be achieved
when the coder is asked to code when an outgroup is talked about as a subgroup
of a larger ingroup. Still, some sense of how leaders posit multiple
levels of identity for the ingroup can be understood in the analysis, by
examining the various ingroup references made.
Group reference:
This section reviews the discussion above with another example. Before
the groups are coded in terms of labels, it is essential to know which
people the leader is trying to label. For example, when someone says
“Protestants” it is important to know if this label is given to what is
considered the political majority in Northern Ireland, or if the speaker
is using the island of Ireland as a reference point and therefore seeing
this group as a minority. If the group reference is to people on
the island of Ireland, “Protestants” is a very exclusive way of describing
people. On the other hand, calling the majority in Northern Ireland
“Protestant” is moderately exclusive (since more exclusive labels are commonly
used: Orangemen, unionists, loyalists). This is important because
at different times a leader may use the labels “Protestant majority” or
“Irish of a different tradition.” In these other terms, the leader is potentially
including and excluding different people.
For the Northern Ireland
cases, possible group references include people living in the borders of
Northern Ireland (which may be called British or Irish or may be broken
down into Catholics/Protestants or Nationalists/Unionists, for example),
those living in the Republic of Ireland, those in the island of Ireland,
those living in mainland Britain, people in both areas, those in Europe,
and people in parts of the world or universal references (so people in
Northern Ireland may be referred to as Christians, which has no geographic
reference). It should be apparent that for the Identity strategy,
the coding is set up to allow the data to speak for itself so that the
analysis is as interpretive as possible in recording the way leaders suggest
group boundaries be drawn.
Group delineation:
The “label lists” were created from research on these cases and from trial
coding on material that was not coded for the project. For each set
of cases, a scale was assigned to the label lists, from very exclusive
definitions to more inclusive labels, so that for the delineation column
the possible values for both ingroups and outgroups are 0-4 (O if it is
too ambiguous to code). The exception is when the Group Reference
is to “people in the world.” Because there is such a wide range of
possibilities, it did not make sense to try to set up a scale. Instead,
a list of labels with numbers for each is given. This will help us
see which international actors are talked about and how. For example,
one party may always talk about international allies who are always called
“oppressed people,” while another may often mention “democrats.”
Codes for Northern Ireland are given at the end of this appendix.
b. Nature of Strategies
Of the five strategies,
some are explicitly more exclusive than others—Enemy Image is considered
more exclusive than Governance Positive, for example. An exclusivity
ratio is calculated for each leader by dividing the percentage of exclusive
strategies used by the percentage inclusive strategies used in that case.
The exclusive strategies are Justice Negative, Governance Negative, Enemy
Image, Storytelling, and Identity (“very exclusive” delineations for particular
ingroup references, explained in full codebook). The inclusive strategies
are Justice Positive, Governance Positive, Ally Image, and Identity (“very
inclusive” delineations for particular ingroup references). The leader
with the higher ratio is considered more exclusive on this measure, but
the degree of exclusivity also depends upon the target of the strategy.
Indeed, an initial reaction upon reading this classification may be to
say that an Injustice strategy can be used in a more exclusive or more
inclusive way, depending on whether the leader is arguing that everyone
in the society is subject to injustice, or if just a subgroup of society
is. Since, as stated before, the reference is the society under
examination, the latter is more exclusive than the former. This idea
is not disputed here, but in order to study the differences between more
exclusive Injustice strategies and more inclusive Injustice strategies,
for example, a second measure of target (or subject) exclusivity is included.
The classification of strategies (not targets) is now explained briefly.
The Enemy Image strategy
emphasizes enemies or scapegoats, and therefore builds boundaries among
the groups that are placed in opposition when this strategy is used.
On the other hand, the positive variant of this strategy emphasizes allies
and other items two or more groups have in common. Thus, the former
is more exclusive than the latter. The Justice Negative strategy
emphasizes the poor situation in which the ingroup finds itself, and is
considered exclusive because it emphasizes ingroup membership and plight,
without reference to others. The Justice Positive strategy is considered
more inclusive because the leader is emphasizing gains and how a situation
of injustice is improving.
The use of the Governance
Negative strategy can be considered more inclusive than no references to
Governance (Positive or Negative). This is because talk of governance
factors such as institutions, laws, negotiation processes, etc. signifies
that the leader is at least considering the institutional setting and negotiation
with others and possibly is advocating working within the system or government.
This approach is in contrast to extreme groups whose only modus is violence,
such as paramilitary organizations. Since all leaders were found
to use at least some of both the positive and negative variants, Governance
Negative is considered with the more exclusive strategies and Governance
Positive with the more inclusive strategies.
The Storytelling strategy
is considered to add to the exclusivity of leaders’ strategies. Since
this approach emphasizes an imagined community and the bonds among people
from centuries past with those of the present and future, it is expected
to make people of a group feel more exclusive toward those in other groups.
Indeed, when scholars emphasize this view they argue that leaders draw
on the past and the imagined community to promote ingroup solidarity.
The treatment of the Storytelling strategy as a more exclusive strategy
receives support from the empirical data as well; it tends to be used overwhelmingly
with the Injustice, Enemy Image, and Governance Negative strategies.
c. Nature of Targets
The “target” is the subject
of the strategy, and how exclusive a leader is overall changes depending
about whom he is talking. For example, coding may reveal that both
leaders have similar frequencies for the Justice Negative strategy but
the targets are very different: one may argue that the target of
deprivation is the entire country while the other claims that the target
is only the political minority. The latter is considered a more exclusive
strategy. For each strategy, an exclusivity ratio for the targets
is calculated as follows: the percentage (of total group references)
made to groups considered more exclusive is divided by the percentage of
more inclusive references (for each country, the inclusive and exclusive
references are specified and justified). Finally, two summary
ratios are created by adding the ratios for the targets of the strategies
for which the subject tends to be an outgroup (Enemy Image and Ally Image)
and an ingroup (the Storytelling, Justice, and Governance strategies).
These measures give us several different cuts into the data.
d. Exclusivity Index
For an overall exclusivity
score, the three scores described above are summed and weighted by the
N (or number of groups) for the case: nature of strategies, nature
of ingroup targets, and nature of outgroup targets. In all but the
first case, the change from the previous time period is also given.
The higher the exclusivity ratio, the more exclusive the leader’s appeals.
Table A2 is an example that shows the following information. Adams
and Hume use a similar number of strategies (650 and 671 respectively),
and Adams is a little more exclusive in the strategies he uses. When
it comes to ingroups, Hume mentions many more ingroups than Adams (422
and 344, respectively), but Adams’s ingroups are described in terms that
are six times as exclusive as Hume. Likewise, in terms of outgroups,
Adams is much more exclusive. What this reflects is the way in which
Hume often argues in this time period that all people in Northern Ireland
are suffering from violence and the lack of proper institutions.
|
Nature of Strategies |
Nature of Ingroup Targets |
Nature of Outgroup Targets |
|
|
|
|
|
(n=671) |
(n=422) |
(n=113) |
|
|
|
|
(n=650) |
(n-344) |
(n=196) |
|
|
|
|
|
Exclusive |
Inclusive |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
People in world. Those coded included: political
prisoners; terrorists; United States; proper names of particular parties
(e.g. ANC, PLO), states (other than US), or peoples, when no explicit
link is made in terms of ideology; imperialists; the establishment; freedom
fighters/anti-imperialists; socialists; nationalists; democrats; Europeans;
parties from other countries when a link is made in terms of ideology;
oppressed people; totalitarian regimes/repressive regimes; capitalists;
Western powers/the West; small nations/developing world; superpowers; ordinary
people/people of goodwill; divided societies; republicans.
|
|
|
Summary of Individual Strategies and Representative Passages, 1982-83 and 1986-87 |
|
Summary of Individual Strategies and Representative Passages, 1996 |