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Rethinking Genre in School and
Society: An Activity Theory Analysis
David R. Russell, Iowa State University
Abstract
This article attempts to expand and elaborate theories
of social "context" and formal schooling, to understand the stakes
involved in writing. It first sketches ways Russian activity theory in the
tradition of A. N. Leont'ev may expand Bakhtinian dialogism, then elaborates
the theory in terms of North American genre research, with examples drawn
from research on writing in the disciplines in higher education. By tracing
the relations of disciplinary genre systems to educational genre systems,
through the boundary of the classroom genre system, the analyst/reformer
can construct a model of the interactions of classroom practices with wider
social practices. Activity theory analysis of genre systems may offer a
theoretical bridge between the sociology of education and Vygotskian social
psychology of classroom interaction, and contribute toward resolving the
knotty problem of the relation of macro- and microstructure in literacy
research based on various social theories of "context."
Rethinking Genre in School and Society: An Activity Theory Analysis
What makes one conversation more meaningful
than another? For either an individual, a dyad, a collective, or even a
culture? When three African American students who hope to be doctors some
day sit down on one particular day to write a laboratory report in a college
cell biology course, what are the stakes involved in those marks on a screen?
For the students and their families and their neighborhoods and churches?
For the instructor and his university and his profession of biology? For
the profession of medicine and its patients and its government regulators?
How can a student or teacher or researcher understand the meaningfulnessthe
stakesof some (act of) writing.
Vygotsky and his immediate successors did not use genre as a category of
analysis. But in the last decade, a number of Vygotskian theorists have
incorporated into their work various theories of genre. I will propose a
synthesis of a number of elements from these theories, drawing most heavily
on Charles Bazerman's (1994) analysis of genre as systems of speech acts
within an overarching framework of Vygotskian activity theory (Leont'ev,
1981; Engeström, 1987, 1993). The goal is to move toward a theory of
writing useful in analyzing how students and teachers within individual
classrooms use the discursive tools of classroom genres to interact (and
not interact) with social practices beyond individual classroomsthose of
schools, families, peers, disciplines, professions, political movements,
unions, corporations, and so on. In other words, I am attempting to expand
and elaborate theories of social "context" and formal schooling,
to understand the stakes involved in writing. Literacy, Brandt (1990) persuasively
argues, is "not the narrow ability to deal with texts but the broader
ability to deal with other people as a writer or reader" (p. 14). This
study explores one way to analyze the breadth and depth of people's involvement
with others using writing.
As Nystrand et al (1993) rightly pointed out, theories of writing in composition
studies, as well as in literary criticism and linguistics, have in the last
forty years expanded from formalism to structuralist constrictivism and,
in the 1980s, to neostructuralist social constructionism. Social constructionism
generally views writing in terms of metaphors of social context (Martin,
1993), variously theorized as rhetorical situation (Bitzer, 1968), or community
(for reviews and critiques see Harris, 1988, and Kent, 1994). In this way,
they attempt to account for the social dimensions of writing as well as
the textual (formalist) or cognitive psychological (constructivist) dimensions
(e.g., Flower, 1994). But as Nystrand et al (1993), Kent (1994), and Prior
(in press) have pointed out in different ways, social constructionists have,
like their predecessors, reinscribed structuralist views. The theories have
in the main been based on metaphors that suggest an underlying neoPlatonic
or Cartesian dualism of something contained and its container, text and
context, mind (knowledge, interpretants, etc.) and society, individual and
community. In social constructionist theories, some theoretical construct
(e.g., "discourse or interpretive community," "social context,"
"paradigm," "communicative competence," "social
norms," "social forces," "ideology," etc.) is bracketed
off, posited as a deep explanatory structure, and treated as an underlying
"conceptual scheme" (Kent 1994) or "tertium quid" (Rorty
1979) or "underlying domain or form" (Nystrand et al) or "neostructuralist
trope" (Prior, in press) to explain behavior, including writing. While
neostructuralist theories have made a central place for social analysis,
they beg the question of the relation between context and activity, of the
genesis and operation of the underlying conceptual scheme.
More recently, poststructuralist theories based wholly or in part on Bakhtin's
pioneering work in literary criticism (Bakhtin, 1981, 1986) have challenged
these social constructionist assumptions. These dialogic theories explain
discourse, including writing, not in terms of some bracketed underlying
conceptual scheme but as a dynamic, functional, intersubjective process
of reciprocal negotiation among writers and readers, where discourse mediates
interactions among conversants. There is no conceptual bracketing of text
and context, conversant and context. As Holquist put it, "Discourse
does not reflect a situation, it is a situation" (Holquist 1990, p.
63, qtd. in Nystrand et al p. 300).
By substituting metaphors of conversation and dialog for metaphors of context
and its contents, dialogism expands theories of writing to allow a more
dynamic and interactiveor ecologicalapproach, where one can pursue a more
thorough and symmetrical analysis than is possible with theories that posit
some underlying conceptual scheme to explain writing and learning. Because
"cognition is always, already social," there is no Cartesian or
Neoplatonic split between knowing and doing, mind and society. Dialogism
thus goes further than social constructionism toward solving the problems
of the relations among language, the individual and the social; language,
knowledge, and action.
Yet dialogism's conversation metaphor, like any other, is also limiting
in several ways. Perhaps because Bakhtin's object was the analysis of literary
texts, he "he links dialog and meaning construction only to signs,
and to words in particular" (Engeström, R., 1995, p. 198). By
focusing on dialog and "voices," by limiting the unit of analysis
to oral and written utterance as discourse, dialogism brackets off a wide
range of non-conversational actions and the material tools through which
they are carried out, the ongoing social practices in which speaking and
writing operate along with a host of non-linguistic tools. This can be a
particular limitation in studying writing, because writing is used to organize
ongoing actions over much larger reaches of time and space than face-to-face
conversation does, mobilizing other material tools in much more regularized
and powerful ways. Thus, a broader unit of analysis may be useful.1
In addition, dialogism's conversation metaphor tends to focus attention
on the dyad as the level of social analysis, leading analysts to examine
pairs of conversants in their conversational turns, their utterances, within
the classroom (Nystrand et al, p. 303). It analyzes the behavior of collectives
beyond the conversational moment in terms of broad social languages and
the relation between collectives in terms of the heteroglossic interpenetration
of voices from different social languages in conversation. Yet many collectives,
such as disciplines, professions, governmental and educational institutions,
have long-term objectives and motives beyond conversation, which constrain
and afford participants' actions (including writing) in powerful ways. In
this broader level of analysis, the object(ive) of dialog is not ordinarily
the conversation itself (as it might be in casual talk among friends or
literary productions) but some shared object and long-term motive of the
dyad or collective, to do some things to and with some things beyond talking
(Engeström, R. 1995). Moreover, dialogism does not focus on the long-term
objects of activity and the motives individuals and groups have for acting
(including writing) in certain ways and not others, which grow out of social
practices beyond the classroom. How shall we include these objects/motives
in an analysis, moving in a principled way from broad collectives (social
languages, in Bakhtinian terms) to the microlevel behavior of writing for
some specific purpose, and vice versa? (And as we just noted, collectives
use powerful tools not easily analyzed in terms of conversations and voicese.g.,
buildings, machinery, demarcated physical space, financial resources, data
strings).
Finally, dialogism focuses on the dialectical relation between the cognitive
and the social, or between individuals engaged in reciprocal utterances
(usually dyads). However, the dialectical relations between and among collectives
are not ordinarily the focus of analysis, apart from the reciprocal interpenetration
of dialogic voices drawn from social languages. But how and why do certain
voices and not others arise in classrooms? Voices of the mind (Wertsch's
[1993] phrase) not only embody the local construction of referentiality
in the ongoing conversation, but also the global activity of collectives
such as institutions and the stakes the various stakeholders have. What
lies in between social languages and the voices and speech genres of conversational
moments? What motivates a particular heteroglossic concatenation of voices?
Collectives pursuing different objects and motives interact with one another
in a host of ways over time, producing not only microlevel local conflicts
but also deep, ongoing dialectical contradictions within and among social
practices at the macrolevel (Engeström, R., 1995). How shall we analyze
the mid-level relations between the two? To understand the writingand power
relationsof people in and among institutions such as schools and academic
disciplines, it may be useful to have (1) a broader unit of analysis than
text as discourse, (2) wider levels of analysis than the dyad, and (3) an
expanded theory of dialectic that embraces objects and motives of collectives
and their participants as well as reciprocal interactions among minds and
texts in the interpenetration of social languages.
In this article I will first sketch the alternative offered by activity
theory, then elaborate the theory in terms of North American genre research,
with examples drawn from research on writing in the disciplines in secondary
and higher education. This systemic genre analysis may be helpful to literacy
efforts that must deal with diversity among students (e.g., critical pedagogy)
and specialization in schooling and beyond (e.g., WAC). As Brandt (1992)
has pointed out, apart from the feminist analysis of Smith (1984), ethnomethodological
approaches have generally lacked a theory to connect locally produced events
with other events that "intrude upon and regulate a local event,"
particularly as writing in modern bureaucratic societies mediates events
widely separated in space and time (p. 351). I hope that analysis of genre
systems may offer a theoretical bridge between the sociology of education
and Vygotskian social psychology of classroom interaction, and contribute
toward resolving the knotty problem of the relation of macro- and microstructure
in literacy research based on various social theories of "context"
(Layder, 1993).
Activity System versus Context and Conversation
The tradition of activity theorynow encompassing
many different strandswas first developed out of Vygotsky's socio-historical
theory by one of his two main collaborators, A. N. Leont'ev, beginning in
the late 1930s (Kozulun, 1990; Nardi 1991, 1996). It has evolved into a
major direction in Russian social psychology and now has adherents world-wide,
influencing studies in education, language socialization, computer interface
design, and expert work, among others. Like social constructionism, activity
theory traces cognition and behavior, including writing, to social interaction.
Like dialogism, activity theory does not posit some underlying conceptual
scheme or deep structure for explaining behavior (including writing), and
it looks at the reciprocal mediation of behavior in mutual, intertextual
exchange and negotiation. Both dialogism and activity theory are socio-historical,
moving from the social to the individual in their analysis. The object of
analysis is neither texts nor minds nor conceptual schemes per se, but what
is in between, the social intercourse.
However, instead of using metaphors of context and contents or conversational
dialog, activity theory develops the metaphor of interlocking, dynamic systems
or networks, embracing both human agents and their material tools, including
writing and speaking. The system or network metaphor can perhaps facilitate
analysis of writing and learning (socialization/ acquisition/ appropriation)
by allowing us to theorize and trace the interactions among people and the
inscriptions called texts (and other material tools) without separating
either from collective ongoing directed action over time. In this way it
may be possible to overcome the macro-micro distinction and other Cartesian
dualisms by locating and analyzing a particular action or group of actions
in both their synchronic and diachronic relations to other collective actions,
even those relatively remote in time and place where writing is often crucial.
In this way, an activity theory of writing can satisfy Witte's two criteria
for a theory of writing: "(a) comprehensives with regard to stipulating
the means of bringing together the textual, cognitive, and social and (b)
viability with regard to how writing is defined operationally (i.e., in
practice) through its production and use in the culture" (1992, p.
242). And activity theory can do so in a way that allows us to understand
the stakesthe meaningfulnessof reading and writing.
Activity theory posits the activity system as the basic unit of analysis
of behavior, individual and collective (Engeström, 1987, 1993; Cole
& Engeström, 1993; Leont'ev, 1981).2 An activity system is any ongoing, object-directed, historically-conditioned,
dialectically-structured, tool-mediated human interaction: a family, a religious
organization, an advocacy group, a political movement, a course of study,
a school, a discipline, a research laboratory, a profession, and so on.
These activity systems are mutually (re)constructed by participants using
certain tools and not others (including discursive tools such as speech
sounds and inscriptions). The activity system is the basic unit of analysis
for both groups' and individuals' behavior, in that it analyzes t3he
way concrete tools are used to mediate the motive (direction, trajectory)
and the object (the "pr4oblem space" or focus) of behavior and changes in
it. (See Figure 1 below.)
The subject is the agent(s) whose behavior (including that kind of behavior
called discourse) the analyst is focusing on. The identity of both individuals
and collective groups is conceived in social terms as the history of their
involvements with various activity systems, because both individuals and
collective groups can be involved in multiple activity systems. Individual
identitythe uniqueness of each individualresults from the intersection of
the person's history of involvementssubject positionamong multiple activity
systems in combination with idiosyncratic factors (genetic and epigenetic).
Tools refer to material objects in use by some individual or group for some
object/motive to accomplish some action with some outcome; that is, tools-in-use,
as I will sometimes refer to them, to remind us that a material thing is
not a tool unless it has been put to some use, and the uses of a single
material thing may differ over time and across different actions and activity
systems. A Bible can be an object of worship, textbook, literary work, doorstop,
source of cigarette paper, and so on. Similarly, a text with chronological
ordering devices can be a novel, genealogy, research methods section, grant
proposal, instruction manual, and so on.
The object/motive refers to the "raw material" upon which the
subject(s) bring to bear various tools in ongoing interaction with other
person(s): the "object of study" of some discipline, for example
(e.g., cells in cytology, literary works in literary criticism) and the
direction of that activity, its purpose (e.g., analyzing cells, analyzing
literary works). That is, the object of an activity system also incorporates
an objective, a direction or motive.
Like other species, humans act purposefully and have biological motives
for their ongoing activity. But unlike other species, human behavior may
differ radically among groups. The use of tools (including vocalizing and
marking) andmost importantlythe division of labor that tools allow mediates
humans' interactions, separating the biological motive from the socially
constructed object of activity. With the social division of labor, a range
of ongoing systems or networks of activity arise and proliferate. The use
of tools mediates the activity in specific and objective ways that are realized
historically in and among collectives, through a developing cooperation
and/or competition in the specialized use of tools arising from the social
division of labor (Leont'ev, 1981, p. 2).
For this reason, activity theory is called a cultural-historical or socio-historical
theory. For humans, realizing biological motives may involve a whole range
of activity systems, each with different object/motives, each interacting
with others activity systems through tool mediation. For example, from the
division of labor involved in ancient grain production (involving planting,
harvesting, milling, baking, accounting, surveying) to modern agribusiness
(involving these plus economics, genetics, technical writing, national and
international government agencies, corporations, labor unions, courts, agriculture
courses, etc. quasi ad infinitum), human beings satisfy the biological motive
of securing food by organizing themselves into various intersecting and
interdependent social practices (activity systems) mediated by a vast range
of toolsoften including inscriptions as discursive tools. These activity
systems can stretch out in space and time and multiply through social division
of labor to become large, powerful, and immensely varied, as their histories
are played out variously and dynamically. Each of the three aspects of an
activity system change historically. The identity(ies) of the subjects,
the purpose (object/motive) of their actions, and their tools-in-use are
historically (re)constructed, over a few seconds or many centuries.
Finally, activity systems and their "social languages" (in Bakhtin's
terms) do not operate independently but interact, as institutions interact
in the lives of their participantsleading, motivating participants to move
in different directions (even in the same individual). Thus there may be
dialectical contradictions that arise in an activity system, as other activity
systems pull participants in different directions. These contradictions
may be analyzed to trace the genesis of heteroglossic voices, in a classroom
or in any other locus in the system. For activity theory, these contradictions
are crucial to understanding the circulation of texts (or "voices")
in both individual and collective behavior. However, for any given action
of an individual, dyad, or group, the analyst looks for a leading activity:
the activity system that ultimately motivates the action (including instances
of writing), though the leading activity may change.
Genre as Operationalized Actions: A Social-Psychological Perspective on Learning to Write
In thinking about genre in relation to
activity theory and the whole Vygotskian tradition of educational analysis,
the first step is to go beyond the conventional notion of genre as a set
of formally definable text features that certain texts have in common across
various contexts (however defined)important as these are to any principled
analysisand consider genre in relation to systems or networks of social
activity and action. From this perspective, genres can be defined, following
Miller (1984), as typified tool-mediated ways of purposefully and dialectically
interacting among people in some social practice (and across various linked
social practices), some activity system(s).
Activity theory demands that genres not be seen merely as texts that share
some formal features but as shared expectations (perceptions, predictions)
among some group(s) of people of how certain tools (including vocalizations
and inscriptions) may be used to act together to accomplish shared purposes,
to further the object/motive of the activity system. In this sense, genres,
as Bazerman (1994, p. 1) says, are not best described as textual forms,
but as "forms of life, ways of being, frames for social action. They
are environments for learning" and teaching. As "forms of life,"
genres and the activity systems they operationalize are (temporarily) regularized,
stabilized, through routinized, typified tool-use within and among (sub)groupsgenres.
As the list of mediational tools in Figure 1 suggests, this activity theory
view of genre differs from Martin/Rothery school of Hallidayan theory (Martin,
1993), from dialogism (Nystrand, 1986; Wertsch 1991), and from deconstruction
(Derrida, 1980) in that it does not privilege linguistic tools over others.
Witte (1992) persuasively argues that Vygotsky intended signs to include
non-linguistic signs and summarizes the relevant research. This interpretation
is necessary to the activity theory analysis I am pursuing here. The term
genre in this analysis may apply to the typified use of material tools of
any type by an activity system, often in conjunction with one another. Indeed,
the term genre has often been applied to painting, music, clothing design,
architecture, and so on, and might even be applied to heavenly bodies as
they are used by sailors for navigation (Hutchins, 1995). For the purposes
of analyzing classroom interactions and their relation to wider social practices,
genres of manipulating scientific apparatus (Velez, 1995) or computers (Haas,
1996) may be crucial.
Because of their particular material properties, the sounds people make
with their mouths (language is etymologically "tongues," langues)
and marks they make with their hands (writing and other inscriptions) are
tools that have extraordinarily wide uses for (re)constructing systems of
human activity. They are very quick and inexpensive to make and, in the
case of writing, highly mobile. But there is nothing mysterious about these
inscriptions or speech sounds. As widely useful as speaking and writing
are, other tools may do the same kinds of jobs, though less efficiently
(gestures for speaking, arrangements of small objects for writing, for example).
And there are many interactions that cannot be mediated with speaking or
writing. Other tools are necessary to the human systems or networks in which
work goes on. And those tools may be more important to particular activity
systems or constellations of activity systems (Witte, 1992; Smagorinsky
& Coppock 1994; 1995). However inscriptions are particularly suited
to constructing long and powerful systems or networks of the modern world,
through systems of written genres, as we shall see.
A second step in connecting genre to activity theory is to see genre at
work at the individual, dyadic and collective levels of analysis. How shall
we analyze the changes mediated by writing at both the individual/dyadic
micro level (psychological and interpersonal) and the collective(s') macro
level (sociological or cultural)? Leont'ev (1981) proposes three levels
or lenses for analyzing social practices, including institutions (see Figure
2 below). Activity systems are made up of specific goal-directed, time-bound,
conscious actions, which are in turn operationalized by variable mediational
means (choices of tools) in response to conditions.
Figure 2: Leont'ev's (1981) Levels (Lenses)
of Analysis of Social-Psychological Functioning
As Wells (1993) and R. Engeström (1995) have
argued, a genre is ordinarily best analyzed at the level of operation, a
typified use of some tool(s), some mediational means, to carry out a typified,
routine action, an action which in turn furthers the motive and acts upon
the object of some collective (activity system). (A routine is, etymologically,
a path cut through the woodsto make the next trip easier). When an individual,
dyad, or group (subject) takes some goal-directed action (e.g., taking turn
in a conversation or writing an article to persuade an interlocutor, heating
water to prepare a meal for a family, performing a pH test to complete a
classroom laboratory experiment), the subject might choose from a range
of tools (e.g., lexical and syntactic items, heat sources, types of pH test).
Yet in an activity system, typified actions have over time been routinized
(operationalized), temporarily stabilized in ways that have proven useful
in carrying out the object/motive of the activity system.
In this sense, genre is an analytical category useful for understanding
both individual behavior (psychology) and collective behavior (society or
culture). By operationalizing recurring actions into genres, individuals
participating over time in an activity system come recognize and perform
actions in typical ways using typical tools, thus appropriating ("picking
up" or learning) the tools (including discursive tools)and perhaps
the object, motive, and subjectivity (identity) of the collective. Similarly,
by operationalizing recurring actions into genres, collectives [re]create
andtemporarilystabilize their object, motive, tools (including discursive
tools), and collective identity.
Because genres have operationalized (routinized) many actions recognized
to be of the same type, experienced participants in an activity system do
not ordinarily need to choose each time they take actionunless conditions
change and require new ways of acting, which in turn may be operationalized
and alter or transform the old genres (if the new conditions persist). The
use of some tool in some way is, psychologically, a response to some need
for action with others. Its routinized, operationalized use is a way of
continuing to work (operate) with othersthough a way that may be forsaken
at any time, with more or lessbut never entirelypredictable consequences.
The first time one takes the action of using a new tool (whether a clutch
pedal or a semicolon) it requires a conscious decision to act, but with
repeated use it may become a routine operation, usually unconscious. So
it is with genres.5
Put in simplest terms, a genre is the ongoing use of certain material tools
(marks, in the case of written genres) in certain ways that worked once
and might work again, a typified tool-mediated response to conditions recognized
by participants as recurring (to paraphrase Miller, 1984)). My daughter
Madeliene and I are participants in the activity system of our nuclear family,
which must act upon an object (food) to satisfy a biological and socio-cultural
motive (to eat). In the broad division of labor in our society, our family
activity system interacts with the activity system of a local supermarket,
Save-U-More (though we could choose to use the farmer's market, local farmers,
or take up farming).
Some years ago Madeleine and I jotted a list of items to get at the store
and found this discursive tool made the shopping trip go better, that it
helped us carry out some specific action toward a specific, conscious goalgetting
the family's groceries for the weekthat would satisfy an ongoing motive/object
of our activity system. Trips to Save-U-More are a typified action in our
family, and because we found the list useful tool of interaction with the
other activity system, we made another list the next time we went shopping.
In time, using a grocery list became a routine, a habit, an operation for
us, often unconscious. We do not have to decide each week how to organize
and carry out our interaction with the grocery store. The list has become
a useful tool of our family's activity system by operationalizing (routinizing)
our interaction with another activity system, the weekly trips to the grocery
store. It is now one of our family activity system's genres.
Over the years the list has changed in response to changing conditions.
It has a history. Indeed, I picked upappropriatedthe grocery list genre
from my seeing my mother make a similar list; it passed from one nuclear
family to another related family systemand its cultural history stretches
far and wide. It is reconstructed dynamically in response to changing conditions.
When the list became long and our time short, my daughter and I organized
the list by aisles to save time, and then reorganized it when we changed
to Cub Foods. The tools we use to (re)construct it have changed. To save
time in copying items, we have printed out a list of the items we usually
buy, organized by store aisle, and photocopied it to post on the refrigerator.
Its use is recognized by the other family members (and by the grocery sackers,
who say "Is this your grocery list?" when we absent-mindedly leave
it on the counter). They know when we are list-making and why, what that
paper is on the refrigerator door and why, what happens if they move it
(we get irritated). Its use has been appropriated from the dyad to the collective:
we even have more or less successfully enlisted the other members of the
family to mark the items we need as they run out and add items they want.
But the division of labor in the family activity system is preserved. Madeleine
and I make the list and the others complain when we don't return with an
item that they marked on the list and don't complain (or complain less)
when we don't have an item they wanted but didn't put on the list.
Our grocery list is a very simple instance of a written genre, as I will
use the term. The first time one or more persons in an activity system (or
between activity systems) is confronted with a need to carry out a specific
action, to achieve a specific goal, the person(s) must choose some means
of action, using some tool(s). If the person(s) perceive(s) the choice of
tools and their use in a certain way has accomplished the goal, they might
choose it again. Over time, people may be confronted with what they perceive
as a similar need to act in similar conditions, and pick up and useappropriatesome
of the same or similar discursive tool(s) (form of words) in some of the
same or similar ways for the same or similar use. That is, they appropriate
and perhaps eventually operationalize what the participant(s) perceive(s)
to be similar actions using what they perceive to be similar tools and uses
of the tools (ways of writing). They create what I am calling a genre. If
what they pick up is "inappropriate"does not workthen it does
not become operationalized (unless of course conditions change so that it
becomes "appropriate," i.e., appropriated by others).
Texts recognized by participants in an activity system as belonging to some
genre may not share a specific set of definable formal features (that is,
what participants in that activity system [or another, such as linguists]
point to when asked how they know this is one kind of text and not another).
Participants may recognize these texts as belonging to the same written
genre as long as these texts as operationalizing the actions of participants
in the activity system. As Swales (1990, pp. 49-52) points out, following
Wittgenstein, we recognize and categorize genres using "family resemblances,"
a loose and shifting constellation formal features rather than strict definitional
criteria. Through pointing out shared features, it is possible to make anything
resemble anythingbut only from the point of a distanced observer (from another
activity system, in the terms I am developing here). "Family resemblances"
among texts, shared formal features, are understood as belonging to a written
genre by the "family," the participants in the activity system,
in complex ways that involve shared experience and complex categorization
over timea history of use. As in a family, we "inherit" genre
categorizationsnot biologically, not abstractly, but in the quotidian experience
of them among people who share purposes (object/motives) and tools-in-use,
which is why views of genre that focus on text features are not very helpful
for an activity theory analysis (Kent 1994)
For example, Witte (1992) found grocery lists of shoppers in the same market
differed significantly in their linguistic features, yet he and the shoppers
recognized all the documents as grocery lists. However, not all lists of
grocery items are recognized by participants as grocery lists. The store's
buyers and stockers have lists of grocery items that mediate their interactions
with wholesalers. These they call order forms or stock lists, not grocery
listsbecause they operationalize ongoing interactions with different activity
systems, and are tied to a different set of tools, discursive and not: stockrooms,
loading docks, delivery trucks, invoices, inventory lists, cartons, forklifts,
instead of aisles, parking lots, shopping carts, bags, register receipts,
etc. How far a generic label will stretch is an empirical question that
can be answered only by interviewing and observing participants. Participants'
shared recognition of the typified actions that a genre operationalizes
is the key to distinguishing one genre from another.
Conversely, texts that share a number of formal features may not belong
to the same genre because they are not all used to mediate the same recurring
(typified) actions of an activity system. A single text may successfully
function as a tool for mediating the actions of participants in more than
one activity system. That is, a single text may function as different genres,
in the sense that the text(s) mediate the actions of participants in different
activity systems. By this definition of genre, a single text (e.g., Hamlet)
is not the same genre when it is used a script for actors as when it is
an object of literary or philological analysis, because each of the three
activity systems will use it with a different object/motivethough there
may be much mutual appropriation and one rare individual may indeed be a
full participant in all three activity systems, simultaneously a philologist,
literary critic, and stage director.6
Genres as Systems: A Sociological Perspective on Learning to Write
This activity theory of genre emphasizes the dynamic
functional circulation of texts through intertextsthe shifting mediation
of change and power over time, historically. Those who have not routinely
interacted with the participants (and tools) of an activity systemnewcomers,
in whatever kind of interactionmust appropriate (pick up for use or, in
the conventional term, learn) at least some of those routinized tools-in-use
(genres) in order to expand their involvement with (or, sometimes, against)
others in the activity system. This is the process of reproduction, of more
or less but never entirely maintaining genres in the face of new conditions
brought about by (if nothing else) newcomers to the activity system. Reproduction
is routine, the operationalized workings of subjects (identity), object/motive,
and tools-in-use of some social practiceand among social practices. In activity
systems where writing is a tool-in-use, at least some (but usually not all)
newcomers must appropriate for some use (learn to write) some (but usually
not all) of the written genres, whether the newcomers are patients filling
out a form, or union leaders revising work rules, students learning to write
an abstract of an journal article, or political activists writing banners
and lists of demands to carry to the demonstration (and probably filling
out parade permit forms).
This need to interact using (dynamic) genres is not to say (as some critics
of genre analysis argue [e.g. Dixon, 1987]) that change is one-directional
and inevitably reproduces existing structures. Activity systems and genres
are dialectically structured. To appropriate a tool-in-use, newcomers do
not copy exactly the tool and/or its use. Because newcomers bring with them
tools and ways of using them from other activity systems, when newcomers
pick up and use the genres of the new activity system, those genres and
the activity system may be changed in the process of appropriation, however
slightly. In this sense, newcomers may change the conditions of an activity
system as they expand their involvement with it over time. The very presence
of even a single a newcomer, no matter how powerless, can change an activity
system, as every family that has had a new baby can attest! But an influx
of newcomers from a different activity system(s) (e.g., open enrollment
at CUNY in the 1970s), or a single newcomer linked to a more powerful activity
system (as a new dean) have a greater potential to reform an activity system,
in the process of themselves changing through ongoing participation in its
interactions. These dialectical changes through appropriation of tools across
boundaries are accompanied by conflicts, resistances, before conditions
are restablilized (Berkenkotter & Huckin, 1995).
For humans, reproduction is never final, whether social or biological. Through
the actions of individuals and groups with tools, interactions between and
among activity systems may dialectically change those activity systems over
time. A newcomer(s) may pick up (appropriate) some tool from one activity
system, carry it back to a familiar activity system, and put it to use (perhaps
a very different use), transforming that activity system in the process.
For example, a student in a general education course of some discipline
might apply something they have learned to meet a need in a family or peer
group unrelated to the work of that discipline (Geisler, 1994; McCarthy
& Fishman, 1991). This dialectical appropriation of tools across (temporarily)
stabilized boundaries is often operationalized in part through written genres,
as well as other tools, including money, machines, buildings, and so on.
And it is often a complexmessyprocess to analyze (Prior, in press).
In complex activity systems, including those of formal schooling, there
are typically many written genres, which participants combine to organize
interactions. Bazerman has developed a theory of genre systems, which "are
interrelated genres that interact with each other in specific settings"
(1994). These "settings" I conceive as activity systems, which
systems of genre mediate, producing coordinated actions (though contradictions
and conflicts are part of those coordinated actions). In the genre system
of some activity system (or among activity systems), "only a limited
range of genres may appropriately follow upon another," because the
conditions for successful actions of each activity system are conditioned
(constrained and afforded) by their history of previous actions (Bazerman
1994. p. 80). Through repetition of typified rhetorical actions, the system
of written genres in conjunction with genres in other media operationalizes
the goal-directed actions of the participants in regular (and usually unconscious)
ways, bringing stability and through the process of appropriationchange
to social practices and institutions. Operationalized microlevel interactions
(re)create, over time, what Bourdieu calls the habitus, (1990) or what activity
theory calls the activity systems, the operationalized habits of tool-mediated
behavior.7
Because of the division of labor within (and among) activity systems, not
all of the participants must appropriate all of the written genres. Participants
at certain more or less (but never entirely) stable positions within the
system(s) interact in ways that make it more likely they will use (and perhaps
transform) certain genres (and not others) at certain times (and not others).
The teacher writes the assignments; the students write the responses in
classroom genres. The administrators write the grade form, the teachers
fill it out. The parents and/or the government officials write the checks;
the administrators write the receipts and the transcripts and reports (Law,
1994). It is through this circulation of genres in systems, these regularized
shared expectations for tool use within and among systems of purposeful
interaction, that macrosocial structure is (re)created. And at the same
time in the same fundamental way the identities of individuals and groups
and subgroups are (re)created. Change in behavior (including that kind called
learning) occurs in myriad complex ways.
Similarly, in this theoretical view, power (social control, domination,
hegemony, exclusion, etc.) is not some force that is mysteriously transported
or conspiratorially hidden in discourse. It is ratherto borrow Latour's
(1993b) formulationa particular but dynamic network (system) of affiliations,
mutual alliances, enlistments, enrollmentsall mediated by tools (including
writing)where people marshal for some purpose (object/motive) longer (more
extensive) system of people and their tools-in-use.8 The longer the networks a person (or group) has enrolled
with the mediation of a system of genres, the greater the power, the more
effectively one can "pull strings." Power is analyzable in terms
of those tools-in-use and the object/motive, the shared direction of the
people and tools-in-use of the activity system. To understand power in modern
social practices, one must not only "follow the money" but also
follow the other genres (written and otherwise). Power appears in specific,
locatable occasions of mediated action, and is created in the network of
many localized instances. It is not an inchoate climate of force or terror,
although such atmospheres and responses are (re)created by the operationalizing
of specific actions operationalized in mediated systems.
Nor are genres, in this view, Foucaultian capillaries, microlevel conduits
carrying power (1981); rather genres come historically to fully mediate
human and other technical interactions in such a way that some people (and
some tools) have greater and lesser influence than others because of their
dynamic position(s) in tool-mediated systems or networks. The technology
(tool) we call writingthe deployment of inscriptionsis an extremely flexible
and handy amplifier of involvements, alliances, enrollments. It can make
long strings to be pulledbut only if those strings are attached (networked)
to other mediational means (money, buildings, demarcated spaces, machines,
clothing, etc.). To borrow examples from Latour (1993a), through the characteristically
modern written genres known as forms and file cards (etymologically a file
is filum or string), one can be involved in the lives of literally millions
of people and string together a massive network (system) of power relations.
Through publication one can ally and align millions of people. But one must
be positioned in systems to have access to the files and the presses, to
the people who can call up the files (and rule the Panopticon), mobilize
a large book distribution network (and [re]create ideology). The modern
world, with its vast reaches of power, is impossible without the string
of data inscriptions in the vertical file (or today, the electronic file),
impossible without the amplification of inscriptions in the rotary press
(Yates, 1989). Thus an activity theory analysis can do more than trace Foucault's
"surfaces of emergence," it can trace the operations, the genres,
as they use material resources of all kinds to fully mediate power relations
(1981). One asks: How long is the network of affiliations? What people and
tools are enrolled for what purposes? Who pulls what strings of tools-in-use
that are attached to what other people and tools in the genre system? How
does a person(s) come to be in a position to pull them? What do networks
of formal schooling have to do with people getting to those positions? And
how can the systems of affiliations be rewoven, reformed into a new activity
system?
Because structure is (re)created and (temporarily) stabilized through micro-level
interactions that become amplified through tools (including those powerful
inscriptions we are concerned with), boundaries among activity systems are
dynamic, though maintainedalways conditionallyby genres, routines, as the
borders between nations are maintained and sometimes renegotiated through
maps and files and signs and treaties and laws and all sorts of other genres
(Latour, 1993). Boundaries sometimes merge, sometimes stretch under the
strain of changing conditions and dialectical contradictions in object/motiveand
sometimes break entirely when conditions change radically enough or people
are "at cross-purposes" to the extent that they can no longer
cooperate successfully.
This activity theory view is in accord with some versions of cultural studies
such as Ohmann (1976, 1987) and Trimbur (1993), who find inadequate the
structuralist accounts of class, race, gender, and other such static sociological
categories (whether Parsonian, Althusserian, or others). "Rather,"
to quote Ohmann, "in all my doings from day to day I and the people
I mingle with an am affected by constantly create my class position"
and, I would add, positions of race, gender, profession, and so on (1987,
p. 286). What activity theory adds is a way to carry on a principled and
concrete analysis of the microstructural mingling of people with mediating
tools (including writing) in their circulation. It allows us to traceas
Ohmann has called for (1976)the concrete relations between writing instruction
and wider macrostructural social formations (the military-industrial complex
was most on Ohmann's mind). In this view, power, race, hegemony, gender,
class, and so on are not "permanent fact" but "something
that continually happens" though microstructural mediation in activity
systems (286, qtd. in Trimbur, 1993, p. 392). (See also Berkenkotter &
Huckin, 1995; Frankenberg, 1993.)
An Example: Systems of Written Genres in Intermediate Biology Courses
Though the system of written genres in
a family or small business or advocacy group, for example, may be very complex,
it pales by comparison with the system of written genres in a modern university
or comprehensive secondary school, which selects and (perhaps) prepares
students for a wide range of social practices (activity systems). As the
very names imply, these activity systems of formal schooling bring together
a range of other activity systems with vastly different and often contradictory
motives, and their written genres are myriad. A university or comprehensive
secondary school actually functions at the boundary among a number of activity
systems: those of students' family, peer, hobby, political activity systems,
and so on, with those teachers' disciplinary, professional systems. Brandt
(1994, 1995) has movingly traced the complexity of these involvements and
their importance beyond the usual formulations of "prior knowledge."
"Being literate in the late twentieth century has to do with being
able to negotiate that burgeoning surplus" of literate involvements
(p. ).
Students and their teachers continually appropriate tools and object/motives
to (re)construct their identities (to use the traditional term) or expand
their complex of affiliations with various activity systems. This goes on
collectively and individually within intersecting social practices (activity
systems) mediated by systems of genres. Some but not all of those who interact
with an activity system will enroll in and be enrolled by the activity system
and pursue its directionwhat Leont'ev terms appropriating the object/motive
of the activity system. Some will expand their involvement in the activity
system (etymologically, "to be rolled up in," as the names are
"enrolled" on a roll of parchment), and use more of its written
genres to operationalize that expanding involvement.
The appropriation of the object/motive and consequent (re)construction of
the identity of an individual or group is not at all the adopting of or
adapting to a predetermined social "role" in the Parsonian sense.
This enrollment, this appropriation of object/motivelike the appropriation
of tools-in-use such as written genresis dialectical. The very object/motive
of the activity system may change under the influence of newcomers, as may
the identity and "roles" of the more experienced participants.
The outcome of deep contradictions within an activity system may be a qualitatively
different system after interaction with newcomers (and the tools they bring
to the system). Changes in written genres or in other tools-in-use such
as machines, as well as changes in the overarching object/motive of the
activity system, may be rapid, changing virtually overnight (as when a factory
is sold and retooled to produce a different product) or exceedingly slow,
extending over centuries, (as Bazerman has shown in his history of the genres
and activity of the experimental article in science [1988]).
How might we analyze the role of writing in activity systems of secondary
and higher education? Figure 3 (below) sketches the genre system of a typical
intermediate second- or third-year university cell biology course, based
on the growing literature on writing and learning in US undergraduate biology
courses (e.g., Velez, 1995; Haas, 1994; McCarthy, 1987, Russell, 1997; Rivard,
1994; Conrad, 1996) and social studies of knowledge in biology (e.g., Myers,
1990; Berkenkotter & Huckin, 1995; Latour & Woolgar, 1979). Some
of the most salient activity systems in terms of the written genre system
are indicated by triangles: the professor's research lab, the course, and
the university administration. In the lower left vertex of each triangle,
in italics, are the subjects/agents involved in face-to-face interaction
directly (Goffman's interaction order [1988]). The object/motive of each
activity system (from the point of view of the professor, at least) is indicated
in italics by the right vertex. Texts in certain genres are used as tools
by each activity system. Some of the genres that mediate the activity of
the activity system (mainly written genres, since that is the focus of our
analysis) are indicated at the top vertex (there are also genres in oral,
gestural, machine apparatus, architectural, monetary, and other media).
Texts in certain genres also operationalize the outcome or product of the
activity system's functioning, indicated by black arrows.
The major activity system that might be said to largely constitute the professor's
professional involvements (and hence leading activity and identity) is cell
biology, of which her research lab is a sub-activity system (there are many
other similar labs in the activity system) in the intersection of the discipline
with the university. Ethnographic studies of biology research labsmost notably
Latour & Woolgar (1986)have described the primary product of such research
labs as research articles, a genre. Research labs with the same or very
similar object/motive use each others' highly specialized research articles.
Some of the core researchers' highly qualified and contested statements
(tools-in-use), found in the genre of the research article, come to be accepted
as (provisionally) true by core researchersblackboxed, in Latour's (1987)
term, or operationalized, in activity theory terms, as taken-for-granted
"facts" of the activity system. These statements were forged in
the heat of controversy among core researchers, using the genre of the research
article, which has copious intertextual citations to other documents (data
and other research articles).
The genre system does not stop here. In addition, research scientists produce
research reviews (another genre) that mediate the core lab's boundary interactions
with other activity systems of research in related disciplines (e.g., medicine,
ecology). Research scientists translate (Latour's [1987, 1993] term) research
articles into research reviews, which typically do not cite directly the
genres of data or lab notes but only other research articles. In this way
researchers commodify their discursive tools for use by other activity systems
that have a different object/motive. In the diagram, translation and commodification
in the genre systems are indicated by gray arrows.
Notice that the activity system of cell biology research is not confined
to universities. It is also carried on in boundary activity systems of drug
companies and government medical research facilities that both provide written
genres. These dialectical boundary interactions are mediated by other written
genres: requests for proposals (RFPs), proposal reviews, and contracts are
produced by the granting agencies; grant proposals and reports are produced
by the lab, in addition to research articles and reviews (Van Nostrand,
1994). Yet we have only begun to trace translation and distribution and
circulation of discursive (and other) tools occurs by means of the written
genre system of this professional activity system.
Some of the operationalized actions of a research lab may eventually be
further translated into commodified statements in other genres for those
in other activity systemsafter being almost entirely stripped of their qualifications,
citations, and history of heated dispute. Statements forged in the heat
of highly technical controversy are cooled and hardened (at least for a
time) into "truths" through successful persuasion and the enlistment
of other activity systems in and beyond the wider activity system of cell
biology. In activity systems of formal schooling we have the genres of textbooks.
In that constellation of activity systems called "the public"
we have genres of popularized science. These commodified statements, translated
into various genres, are what introductory students, patients, clients,
customers, newspaper readers, TV viewers, voters, and so on are presented
with as factual information (our bodies are made of cells; Shakespeare wrote
46 plays; flossing prevents gum disease) (Latour, 1987; Bazerman, 1988,
1994b; Myers, 1991, 1996; Fahnestock 1986; Geisler, 1994). These various
activity systems of schools and "publics" are continually (re)constructed
through an interplay of various organizations, including advocacy groups
of various kinds. In turn they can have a dialectical influence on research
laboratories, though their generic links are usually even more indirect,
as we shall see.
The activity system of the university, as an institutional entity, has officially
three object/motives, inscribed in its official documents as "teaching,
research, and service." In relation to a single undergraduate course,
the most salient of these is teaching; the object is the students and the
motive their productive affiliations/interactions with activity systems
beyond the university, usually those of the disciplines represented. But
the university also has important interpenetrating boundaries with various
academic disciplines and professions (as the presence of a research lab
suggests); the legislature (mediated by a board of regents), which supplies
funds and many genres such as laws and policies; secondary schools, which
supply many genres of written records as well as oral genres that students
appropriate from their secondary school work; and most importantly, numerous
families and peer groups, who supply students and funds, as well as many
(primarily oral) genres that the students appropriate from their home and
peer activity systems to actions in the university (Walvoord, 1991; Mulvaney,
1997; Prior, in press). The university also interacts with various "publics,"
which are continually (re)constructed through an interplay of various organizations,
including advocacy groups of many kinds. Their influence, their generic
links, are also usually indirect, as we shall see.
For a discipline/profession, the university not only supplies resources
for research but also resources for selecting and preparing future professionals.
It is a site of reproduction, in Bourdieu's (1990) sense of preserving the
social (and power) relations of the discipline, but also, at times, for
expansive innovation, for preparing students to respond in new ways to changing
conditions of its functioning among other activity systems that supply resources
and use its products (Clark, 1987). In industrial societies, disciplines
and professions recognize the need to changeto expand their system and sometimes
transform itthough the ways an activity system should expand and (re)form
are always a matter contestation within an activity system and among activity
systems.
From the point of view of many (perhaps most) students, the university is
a place to expand their involvement, to a greater or lesser extent, with
one or more of the activity systems that intersect with the university,
an involvement which typically leads to becoming an active participant in
one or more of them, to maintain and perhaps transform that activity system(s).
Students come to position themselves within these systems to "make
a difference," in Giddens' phrase (1984). To do so, one must literally
be "enrolled" in the university and, simultaneously, the genre
circulation, the curriculumetymologically, the cycleof some disciplinary
activity system(s). One must come to recognize, appropriate, participate
inand perhaps transform, in ways small or largethe system of genres that
operationalizes this system, that makes this form of life work (all puns
intended). That involves highly regularized genres of grade reports, transcripts,
certificates, reports, as well as catalogs, admissions forms, and so on,
that mediateoperationalizethe activity system in (usually) routine ways.
The course in cell biology thus forms a complex site of boundary work (Geiryn
1983) between cell biology and the universityand the activity systems with
which the university has further boundaries, primarily families of students.
The boundary is both maintained and constantly renegotiated through a system
of written genres. The texts that routinely mediate the work of the course
belong to various genres. The professor has students read a biology textbook
that takes statements from research reviews written by research scientists
and reduces them to summarizes. But since this is an intermediate level
course, students also read some actual research reviews, though these are
relatively old. In addition, they use some laboratory apparatus (also rather
old) to conduct experiments that are also old.
The textbook, research reviews, laboratory apparatus and written procedures,
lectures, conferences, and so on we will call, following Christie (1985,
1993), "classroom genres," genres that develop in educational
activity systems to operationalize teaching and learning (and selection)
(Christie, 1993). Within a university or comprehensive secondary school,
there are myriad classroom genres, in many media. These genres operationalize
the more or less (but never entirely) routine interactions among students'
activity systems (families, peer groups, etc.) and the activity systems
of disciplines: written genres such as dissertations, theses, research papers,
essays, book reports, precis, lab reports, and so on (not to mention oral,
gestural, architectural, and other genres).
Ordinarily, students and professors perceive the classroom genres as operating
in the genre system of the university more immediately and directly than
in the genre system of a discipline (Freedman et al, 1994; Freedman &
Adam, in press; Russell & Booker, 1997; Anson & Forsberg, 1990).
In Leont'ev's term, the leading activity for the students is school. They
perceive their involvement in terms of the object/motive of schooling, the
grade or certification. Students are graded by the professor and those grades
are marked on a grade report form (another written genre), collated with
other grades on a student grade report, and eventually on transcripts, diplomas,
reports to the government, and so on. Students are "doing school."
The are not doing disciplinary work, or motivated by a desire for further
involvement in the discipline, appropriating its object motive. Walvoord
et al (1991) call this a "text-based" approach to learning; Geisler
(1994) calls it "arhetorical." Yet it is active and rhetorical
in terms of the activity system of schooling.
To elaborate our example, the system of written genres continues over time,
as transcripts, diplomas, and other documents become tools for helping students
selectand selecting students forfurther involvements, perhaps in cell biology
research but more likely in one of the boundary activity systems where some
previous involvement with (knowledge of) cell biology research is useful:
e.g., medicine, agronomy, animal science, veterinary, plant pathology, and
so on. These disciplines/professions require their students to take cell
biology because they will likely have to use some of its discursive and
other material tools in their future professional activity (interact with
its system of genres). But given the students' limited interactions with
these various professional activity systems and genre systems, the usefulness
of a particular genre may not be apparent, and because students will take
many paths through many related activity systems, instructors and disciplines
must decide what tools/genres to offer (teach) in order to accomplish both
selection for their own activity system (specialization) and an offering
of a broader range of tools useful to participants in related activity systems
(introduction). The choice of genres students will read and write is thus
involves difficult negotiations. What will be "relevant" to whom
and for what object/motive?
For the students who will continue to expand their involvement with the
activity system of cell biology research (perhaps a tiny minority), the
course provides a range on entry points into the genre system. Each of these
genres is modeled on and bears an analyzable relation to a genre(s) of a
professional activity system, a discipline. A classroom genre is a translation
of some professional genre, a way of changing its direction (motive) from
that of the research lab or professional application to a pedagogical use,
a means of redirecting or pointing (some) students toward (and sometimes
some away from) the activity system. Historically, curricula in secondary
and university education have appropriated and transformed genres of professional
practice to mediate the boundary between the profession/discipline and the
educational institution, both to initiate and exclude students (Russell,
1991). These classroom genres form genre systems, for individual courses,
for curricula, and for the wider bureaucratic structures of selection within
the activity system of the educational institution.
The students in an intermediate biology course typically produce certain
written classroom genres: lab reports, research reviews, abstracts, and
examinations. The classroom genres resemble research articles of a research
laboratory, review articles, and textbooks, but the classroom genres do
not ordinarily mediate the interaction of research scientists or practitioners
in the activity system of cell biologyas students and professor are all
well aware (Conrad, 1996; Diaz et al, in press). Classroom genres almost
always mediate interactions that repeat or recapitulate earlier interactions
in the history of the activity system, actions that led, over time, to the
actions of research labs today. What students in introductory cell biology
are doing/learning/writing is of course old news to research scientists
at the core of the activity systembut terribly valuable, both to (some)
students and, indirectly, to core researchers in facilitating future involvement
in the activity system of cell biology and thus continuing (reproducing),
expanding, and perhaps transforming the activity system.
Indeed, professors sometimes ask certain students (and not others) to work
as technicians in his research lab based in part on their writing of these
genres (McCarthy, 1997; Haas, 1994; Velez, 1995). And it is possible that
a student might do something with a classroom genre that the professor might
appropriate for his laboratory work, though this is infrequent because of
the differences in motive/object and tools-in-use (including financial resources)
of the students and the core researchersthe distance between then activity
systems of the course and the research lab. Students typically do not have
a sufficient history of interactions with the system to have much agency
or power. They are not (yet) in a position pull the strings even if they
knew where they are and which ones would be likely to effect the changes
they desire. As Bazerman (1993), Berkenkotter & Huckin (1995), and Kress
(1987) have pointed out, most students are not in a position to challenge
the genres (and therefore forms of life) of powerful disciplinary systems.
I would add the obvious: they will never be if they do not develop a history
of interactions with the discipline, through its genres and the genres through
which it interacts with other activity systems (including schools, governments,
advocacy groups, etc.).
Contradictions and Change in and Among Activity Systems
Thus far we have sketched only the "normal"
or (temporarily) stabilized functioning of an activity system's genre system.
But because an activity system constantly interacts with other activity
systems, as participants themselves have many affiliations (identities,
subject positions) with many other activity systems, ongoing social practices
constantly change as tools-in-use are appropriated across boundaries and
are eventually operationalized (sometimes in new written genres) to transform
activity. Engeström's analysis (1987) of contradictions in activity
systems leads to an analysis of the ways written genre systems mediate change
in activity systems. As an activity system interacts with other activity
systems in a complex dialectic of boundary work, contradictions arise that
drive changes in an activity system and its participants, individually and
collectively, as well as in the genres that mediate dynamic activity. An
activity system "is constantly working through contradictions within
and between its elements" (Engeström, 1987). In this sense, an
activity system "is a virtual disturbance- and innovation-producing
machine" (Engeström, 1990). A contradiction is, etymologically,
a "speaking against"voices in discussion or debate. But these
contradictions are not merely microlevel conflicts over the means (actions
and operations) to a shared end (object/motive). They are fundamental dialectical
contradictions about the object/motive of an activity system, the direction
of collective activity, and they require fundamental choices with long-term
consequences for the activity system that threaten or promise (depending
on one's point of view) a new form of activity. Moreover, these contradictions
involve material tools beyond writing and speakingtools of all kinds, machines
and money, and buildings, and real estateliteral turf.
These macrolevel contradictions extend over time and condition (constrain
and afford) microlevel actions and social-psychological operations through
which those actions are carried outleading, at times, to qualitative transformations
of the activity system, such as a different direction (object/motive). When
people are at "cross-purposes," pulled by contradictory objects
and motives, systems are continually stretched, and sometimes fundamentally
transformed. At the level of individual psychology, people experience double
binds, seemingly irreconcilable demands placed on them by the pull of two
competing motives.
To continue our example (see Figure 3), students at various points in their
negotiations with universities are forced to announce a choice of career,
of life-direction, and may experience social-psychological stress in the
choice of a "major"a leading activity, in Leont'ev's terms. Students
may be forced to choose a direction away from activity systems of family,
neighborhood, friends, through which ethnic, racial, gender, and class are
primarily constructed. This forced choice may cause students to experience
double binds. What is "learning" to the university or a disciplinary
activity system may be perceived by other activity systems as "selling
out." The simplest actions in choosing discursive toolswriting a paper
in a certain genre, for example, or even using a formal term from a discipline
rather than a familiar one from family or friendsmay cause deep tension,
and rightly so. These actions are linked to new objects and motives, to
new and often strange people, to future and sometimes frightening changes
in identity, to loss as well as gain. Many qualitative studies of students
in activity systems of higher education describe students wrestling with
identity conflicts and contradictions in learning to write in the disciplines:
Prior (in press), Velez (1995), Greene (1993), Fishman & McCarthy (1991),
Mulvaney (1997), Chiseri-Strater (1991).
Instructors also experience double binds through the deep contradictions
in and among activity systems. The interaction (mediated through genre systems)
between boundary activity systems and the activity system of research cell
biologists produces contradictions and double binds, as each activity system
moves in a different directions (has different object/motives). For example,
to gain funding from some outside source (NIH or a drug company), the research
lab might have to change its direction (motive) and take up different problems
(object), or at least appropriate some of the discourse of the funding activity
systems to write a successful grant proposala proposal that would frame
the lab's work in terms of furthering the motive of the funder (Myers, 1985,
1990). Hence there is the contradiction between what are sometimes called
pure and applied research. Or a contradiction may arise when a lab must
chose between funding from a for-profit and a non-profit activity system,
between the use value versus the market value of the lab's products. In
the interaction with the activity system of the university, cell biologists
may experience a contradiction between teaching and research. Similarly,
the university may be pulled by the demands of disciplinary activity systems
for strict selectionwhat they perceive as "excellence"and the
demands of activity systems such as families, political institutions, and
often labor unions for less strict selectionwhat they perceive as "equity"
(Clark, 1987).
These contradictions within and among activity systems are played out dialectically
through "boundary work" (renegotiation) in zones of proximal development
(ZPD) such as the introductory cell biology classroom. The classroom contains
zones of proximal development not only in Vygotsky's original sense of the
difference between what a person can do alone and what s/he can do with
assistance, but also, in macrolevel terms, a ZPD can be thought of as the
"distance between the everyday actions of the individuals and the historically
new form of the societal activity that can be collectively generated as
a solution to the double bind potentially embedded in the everyday actions"
(Engeström, 1987, p. 174). The systems of written genres are pulled
(sometimes apart) by these contradictions, these people at cross-purposes.
But it is in these "contact zones" (Pratt, 1987), that change
takes place, including that kind of change called learning to write.
For example, one central contradiction in the introductory cell biology
course for both the professor and the students is selection versus introduction.
As we noticed earlier, students must have a major to graduate, but only
a fraction of the courses a student takes will directly move them in that
direction. The activity system of cell biology must have new core researchers
to realize its object/motive (selection). But only a fraction of the students
in even an intermediate cell biology course can (or want to) become core
researchers. In the process of selection that goes on constantly in the
activity systems of higher education, some students will select and be selected
by the activity system, in a process of recruitment and exclusion, choosing
and rejecting. The majority of students will pursue one or more differentthough
relateddirections (object/motives) in various other activity systems that
have boundaries with cell biology. Consequently, they need to be offered
a wide range of the activity system's commodified tools (such as research
reviews and diagnostic procedures), which they will use if they move into
related activity systems (introduction). After being introduced to the commodified
tools of the activity system of cell biology, they will appropriate them
for some use outside (though often bounding) the activity system of core
research in cell biology. But they will not ordinarily go beyond the introduction
(Velez, 1995; Powell, 1985). And of course there are students who will pursue
entirely different directions, changing majors or college or even leaving
the university entirely, students whose object/motive is purely and simply
the grade.
The professor must attempt to skim the cream and pour away the rest, but
in such a way that enough of the rest will carry away with them useful tools
for other related (linked) activity systems. The students must negotiate
their involvement with the "material" based on their affiliations,
their object/motive, from full-scale appropriation of the discipline's object/motive
to an abject rejection of it and resistance to it. This dance of selection
and introduction is not only played out with oral and written tools in a
range of genres, but with a range of other tools: curricular time, money,
graders, laboratory space and apparatus, and so on, all of which are deployed
to both select the few for the activity system the instructor represents
and send the others away with enough useful tools for related activity systems
(Velez, 1995). The tensions, compromises, negotiations generated by this
contradiction are played out differently in different institutions, classrooms,
iterations of a course, in different kairotic pedagogical moments, as various
(written) genres are brought into play in and among activity systems.
The selection/introduction contradiction is conditioned not only by the
instructor's (and department's and institutions') perception of the potential
further participation of the students but also by the students' past interactions
and the constructions of the motives they bring with them, their directions
in entering the activity system. The participants in a zone of proximal
development of an educational activity system bring different discursive
tools from the activity systems of their previous interactions and different
object/motives to the classroom activity system. In Leont'ev's example,
elementary school children may initially view school as a place to play
with their friends, appropriating the tools of the school activity system
for the object motive of the activity system of their play group (a phenomenon
not unusual in universities). Indeed, children may well "play school"
outside of school, appropriating classroom genres wholesale to mediate the
activity system of their play group. However, most students are gradually
"enrolled" in (identify with, accept) the activity system of school
in the sense that they come to appropriate the object/motive of the school
activity system from the perspective of adults: wider involvement in the
culture. Similarly, the genres of school (talk, textbooks, student writing,
etc.) may incorporate the genres of play, through, for example, reading
lessons incorporating stories about play, math lessons with story problems
about play.
The selection/introduction contradiction is played out for the students
in terms of "doing it for the grade." Some "highly motivated"
students (from the perspective of the discipline) entering the course may
have already appropriated the object/motive of the activity system through
extensive earlier interactions with italso mediated by various genres: family
talk, hall talk with previous instructors, extensive personal reading of
popularized genres related to the activity system, friends or e-mail discussants
in the activity system (Mulvaney, 1997; Chiseri-Strater, 1991). For these
students, the grade may merely be a confirmation of their direction, a marker
on a path already laid out, and not an object/motive in itself. Some of
the cell biology students appropriate the object/motive of the activity
system of cell biology during the course and proceeded with not only an
undergraduate major but with graduate school and post-doctoral work, leading
to full participation in an core research lab. Others will appropriate various
tools potentially useful for involvements with related professional activity
systems, but not the object/motive of the activity system (medical school
being the most common for biology). Some, as we noted, will merely appropriate
the sufficient tools to achieve the object/motive of the educational activity
systema sufficient grade in the course to go on to other unrelated activity
systems, as with humanities or social sciences students taking the course
to satisfy a "general education" requirement.
The operations that students and teachers bring to the classroom as their
legacy of involvement with other activity systems and their motives, the
genres read and written and spoken and otherwise, are mutually appropriated
(or resisted) in the ongoing dance of selection, depending on the stakes
involved for the various stakeholders, the meaningfulness of the ways with
words (and other tools).
Writing and Learning in Secondary and Higher Education
From this theoretical perspective, coming to write
in new waysfor an individual or a collectivemeans establishing new tool-mediated
interactions (links, involvements, mutual enlistments, alliances, enrollments)
with an activity system or activity systemsappropriating and transforming
discursive tools, appropriating and remaking written genres to operationalize
routine responses to typified actions (with other material tools). The process
of "learning to write" can be analyzed by tracing students' and
teachers' mutual appropriation of new discursive tools within and among
genre systems and the activity systems they mediate.
The development (reconstruction) of agency and identity means appropriating
new object/motives, which requires the use (and often transformation) of
certain genres (often written ones). Teachers may "pick up" students'
ways with words. But students more often appropriate the discursive tools
(and genres) of a discipline or profession, because those involvements,
those affiliations, can yield greater power, agency, and identity ("empowerment,"
in the honorific phrase). The much longer and "better-disciplined"
activity system of the discipline usually involves many more people and
their tools than the activity systems of individual students (their family
and peer networks, for example). Individual students or even groups of students
have not typically marshaled the resources over time to require disciplines
to appropriate their ways with words (though organizations of students have
often done so through collective action, as in France in 1968 [Fraser, 1988]).
Students are weak, but in time, through their interactions with organized
others, they (may) become more powerful. One question for teachers/analysts/reformers,
then, is which (written) genres at which points in students' histories of
interaction will best facilitate (from some perspective[s]) those developing
involvements? This is the question of scaffolding (Applebee, 1996 ). The
question for students is, "How can picking up certain ways of writing
(and not others) help me expand in new ways into systems I what to become
more a part of?"
Through naturalistic research methods and discourse analysis, one may trace
the dialectical appropriating of object/motives and tools, including written
genres, among activity systems. In this way an teacher/analyst/reformer
or student can connect, in a principled way, the microsocial interactions
of a classroom(s) to the wider macrosocial interactions ordinarily analyzed
by sociologists at the macro-structural level of institutions or "social
forces," in the Parsoninan sense (Layder 1994). And because activity
systems of formal schooling regularize (to a greater or lesser extent) the
interactions of disciplines with newcomers, through their genres, we can
expect to find similarities in the written classroom genres of various disciplines
at various points on the boundaries between school and professions, within
a particular educational institution and educational system.
That is, in a secondary school or university, it may be possible to provisionally
categorize zones of proximal development, broadly conceived, in their relation
to the intersecting, dialectical activity systems and genre systems of disciplines
and professions, through an analysis of the relation between classroom and
other professional genres. This is crucial because students and teachers
(and many other stakeholders in schooling) need more powerful theoretical
tools for helping them decide what kinds of things to read and write in
classrooms of various kindsand when. How does a history or literature or
sociology or biology student or teacher at a certain school at a certain
level with certain motives for learning or teaching decide what kinds of
reading and writing are worth the time learning and teaching, what genres
will likely lead to further involvements of what kinds with what people
pursuing what objects with what motives? If we have a principled way of
tracing the genre links between classrooms and families and ethnic neighborhoods,
disciplines and professions, business and government and advocacy groups,
and so on, then the role of writing in curriculum making and taking may
be clarified. And with activity theory as a theoretical tool, it might be
easier to say why some way of using writing in learning worked well or poorly
(from students' and teachers' and other stakeholders' perspectives). In
other words, one can go beyond tracing the dialogic, heteroglossic voices
of the classroom, with their intertextual links, to trace the wider investments
participants have in writingthe stakes in involved in ways of writing as
genre systems mediate powerful social practices (activity systems).
I want to tentatively suggest here three kinds of ZPDs based upon the relation
of the classroom genres that mediate their activity to the wider system
of genres in the activity systems that form a boundary: ZPDs for advanced
professional education, beginning professional education, and general/liberal
education. It is important to remember that these categories I am proposing
are developed for US education; other nations will have different practices.
Moreover, many other categorizations are possible even for US education,
depending on the needs of the analyst/reformer and participants. And the
categories are fluid. A single course may have a number of dynamic ZPDs,
facilitating different levels and kinds of involvement in the activity system
of the discipline for studentsand different involvements with the activity
systems of students and educational institutions for faculty.
Figure 4 below sketches the type of involvement and characteristic written
genres of various kinds of ZPDssites of change (including that kind of change
called learning)from the point of view of the activity system of cell biology.
One might construct a similar diagram for any discipline, including those
in the humanities, to help visualize the ways writing mediates the (re)construction
of knowledge and power (though the activity systems of humanities disciplines
are smaller, enrolling fewer participants and toolsand therefore less powerful).
Each triangle represents an activity system within (or at the boundary of)
the activity system of cell biology research. At the top apex of each triangle
are some of the written genres that commonly mediate the actions of participants.
At the right apex are some of the written genres that are commonly produced
and offered to (an)other activity system(s) to carry onor disruptthe circulation
of the genre system. Note that there are actually far more written genres
than are depicted in this already overly-complex diagram. And there are
vastly more genres in other media: written, mechanical, architectural, gestural,
and so on, with which the written genres operate. Moreover, the diagram
does not attempt to depict the many genres, written and otherwise, within
a particular activity system (myriad memos, data files, internal reports,
contracts, policies, instructions, etc.) (See, for example, Johns, 1989;
Doheney-Farina, 1992). Finally, one must remember that individuals (and
sometimes groups) may be active participants in (identify themselves with)
a number of the activity systems. For example, one student in a graduate
course may also be a worker in a research lab, a graduate student union
officer, a member of the African-American Students Association , a Democratic
precinct chair, and a patient. One core researcher may also be a voter,
a patient, a member of Act Up, a science journalist, and so on.
The concentric circles sketch kinds of ZPDs, on the basis of varying degrees
and kinds of involvement with the activity system of core researchers. I
begin at the bottom left of the diagram. As the arrow on the left indicates,
the diagram suggests a process of increasing commodification of the statements
of core researchers as they are translated into other written genres for
use by boundary activity systems, including the ZPDs of formal schooling.
As we noted earlier, the core researchers, whether in our out of academia,
use highly specialized research and theory articles for their interactions
among themselves. They furnish research reviews, instructions, and other
highly genres to practitioners and researchers in closely related activity
systems. Some of these fields in turn further strip statements of their
qualifications and translate them from less commodified genres into fully
commodified genres for various "publics," such as patients, clients,
legislatures, and so onthose at the furthest reaches of involvement with
the activity system (the top of the diagram). There are the brochures one
reads in the doctor's office (produced by medical professionals and public
relations or advertising departments of public health agencies and drug
companies), the reports of "discoveries" one reads in mass-circulation
newspaper stories and popularizations (typically produced by science journalists).
In the dialectical circulation of tools-in-use that genre systems mediate,
there are a range of ways that individuals and groupsincluding studentscan
affect the activity system of core researchers indirectly, through affiliation
with organizations that bring to bear pressure on related fields. Various
"publics" produce texts in various genres that are used (or ignored)
by those in related fields and sometimes by core researchers themselves
(downward arrows). Among there are responses on forms (collected in data
files and vote tallies, summarized by related activity systems such as election
commissions, epidemiologists in government research agencies), letters of
complaint and lawsuits (from clients/patients), laws and regulations (from
legislatures and regulators), and the position papers, lawsuits, direct
mail campaigns (from advocacy groups and lobbying organizations). Statements
in these genres affect core researchers indirectly as they are translated
into the such genres as RFPs, which may influence the direction of core
research if they are linked sufficiently to statements in other written
genres (vote tallies, appropriations, checks) and, more importantly, other
material tools (buildings, machines, etc.) (Whitley, 1984).
The written genres that typically mediate that influence, that power, are
not those of core researchers but of related (usually professional) activity
systems: science journalism, medical professions, granting agencies, drug
companies, science education, and so on. Yet there is always the possibility
that other activity systems (even previously unrelated ones) can introduce
new written genres into a system to mediate changeas with sit-in demonstrations
and their written genres of the placard and list of demands. An analysis
of genre systems can help students, teachers, and curriculum reformers trace
the affiliations of the ZPD with various activity systems related to the
discipline, and in the process see options for introducing and changing
genres in a course or curriculum, for tracing the strings that must be pulled,
in textual or other ways, to mobilize people and gain poweras with the successful
campaign for increases in breast cancer funding (Altman, 1996).
The ZPDs and classroom genres of formal education use a range of written
genres between these extremes of research article and newspaper article
popularization, theoretical treatise and informational brochure in the clinic.
These genres of schooling are also linked to various "publics,"
through the genres of educational institutions, primarily, in enrollment
reports, mission statements of priorities, diplomas, and so on, as we noticed
in Figure 3. The closer one comes in the genre system of the discipline
to the activity systems of core research, the closer the genres resemble
the genres of core researchers, and vice versa. In this way, the commodified
tools of the disciplineits "factual" informationis circulated
in the genre system and future participants are selected for further involvement.
From students' perspectives, they have access to discursive (and other material)
tools for expanding involvement, individually as agents, from the abstract
and commodified "content" into the ongoing activity systems of
various social practices.
ZPDs for General/Liberal Education
At the furthest boundary of a professional activity system's interaction
with educational activity systems, students are constructed by the disciplines
as outsiders, the vast majority of whom will have no ongoing future interaction
with the disciplinary activity system outside of the activity system of
school, except perhaps as future consumers (patients, clients, voters) of
its most highly commodified products (including genres). Here at the furthest
boundary are highly commodified classroom genres, usually textbooks, whose
statements are only loosely connected intertextually to the day-to-day workings
of the professional activity system of cell biology research, statements
that are so old and thoroughly operationalized as to be unconscious, tacit
assumptionsfor core researchers.
But for individual students in the ZPDs characteristic of general/liberal
education courses, those commodified statements are not yet operationalized
actions of the discipline. The students are only acting on the edges of
its collective life. Statements in these commodified genres constitute what
is sometimes called the "material" or "content" of general/liberal
education. As these metaphors of physical objects suggest, the statements
tend to be commodified, stripped of the process of their construction within
the activity system, which over a long period of time has gradually been
operationalized by participants. These "facts" (from the past
participle of facare, "to act, or do" hence: "what has been
done" in the past) are abstractions to students, removed from the concrete
life of the discipline. These abstract, commodified tools are offered as
discrete "facts," often to be memorized, "facts" whose
immediate use is usually viewed by students in terms of a grade (a tool
used to mediate the selection motive of the educational institution) but
also potentially as tools for some unspecified further interaction with
some social practice outside school (though because students have not sufficiently
specializedappropriated the motive of a professional activity systemthose
potential uses remain vague). The abstract, commodified statements are waiting
to be picked up and used by students motivated to expand, through further
actions, into the concrete life of the disciplinary activity system. Those
further actions in the life of the discipline will be eventually be operationalized
for them in similar (though never identical) ways to more experienced participants
in the disciplines.
As commodified tools, the connection between the discourse and the activity
system that produced and commodified them is not apparent, any more than
the myriad factory processes are apparent in a consumer product on the supermarket
shelf. The genre of textbook, class note, and so on mediate a certain kind
of disciplinary involvement and forestall othersperhaps for political reasons
(Klammer, 1990); perhaps because students have not had sufficient interaction
with the activity system to use other genres, written and otherwise (Velez,
1995); perhaps because of both. Haas summarizes research studies that suggest
"beginning college students approach academic tasks as if they believe
that texts are autonomous and context free. Treating tasks as if they believe
that texts are autonomous and context free may be facilitated both by features
of academic discourse itself . . . and by a culture of schooling that encourages
students to see texts primarily as repositories of factual information"
(Haas 1994, p. 46). Activity theory suggests that students do not perceive
texts as context-free; it is schooling that is the "context"the
activity systemthat these genres primarily mediate. Texts appear "context-free"
(to students, teachers and, often, researchers) because general/liberal
education courses in the activity system of schooling are only at the distant
boundary of the activity system of the discipline. But from an activity
theory perspective, schoolingno matter the distance from professional activity
systemsis always part of the rhetorical process of facilitating and retarding
and rejecting the entry of individuals and groups into various activity
systems and, through that selection, of producing both structure and changereproduction
and transformation for both students and teachers (McCarthy & Fishman,
1991).
ZPDs for Beginning Professional Education
As students begin to specialize (choose a "major," in the US institutional
parlance) they may begin to construct themselves as potential active participantsagentsin
the discipline/profession. Similarly, instructors in such ZPDs begin to
construct students as people who are likely to appropriate the object/motive
of the activity system. The classroom genres are more connected to the interactions
of core researchers, more deeply involved in the genre system (through citation,
laboratory practice, etc.). Here the written classroom genres begin to include
the research summaries that core researchers use to disseminate their statements
to related activity systems, or documents that dimly echo written genres
of core researchers (such as lab reports of dummy-run experiments that were
first conducted by core researchers in the activity system decades) (McCarthy,
1987; Freedman & Adam, in press).
(Some) students reach a stage of expanding involvement when the commodified
abstractions begin to "make sense" in terms of the concrete activity
of the discipline, to be more than abstractions. As (some) students expand
from those abstract commodified tools into further and more powerful concrete
involvements with the activity system, they may begin to appropriate its
object/motive. They may be said to be learning the values and ideology of
the disciplinethough also perhaps, eventually, transforming the values and
ideology, as they bring tools and object/motives from their previous involvements
in other activity systems (Haas, 1994; Anson & Forsberg, 1990; Freedman
et al, 1994; Freedman & Adam, 1997 in press). For disciplines do change,
however slowly, as participants change them (and themselves).
As potential active participants, students begin reading to explore the
activity system, and they read less to find and memorize discrete commodified
tools. As some (but by no means all) students more and more appropriate
the object/motive of the disciplinary activity system. They are beginning
to operationalize a number of discursive tools-in-use of the activity system
until they are routine, which will eventually operationalize further involvement
(Haas, 1994; Velez, 1995; McCarthy, 1987). More and more, the assumptions
and values of the activity system, as reified in textbook statements, go
unstated, unexamined, for students have appropriated and operationalized
these tools for expanding involvement, as using the brake pedal becomes
unconsioustacitin driving (McCarthy 1987; Freedman et. al, 1993).
In ZPDs for beginning professional education, classroom genres mediate more
interactions withand therefore come more and more to resemblegenres of insiders
such as practitioners, technicians, and even core researchers. Students
are expected (and authorized) to take actions that resemble those of participants
in those activity systems, yet they are not expected to take actions that
have important consequences for the disciplinary activity system, for obvious
reasons (Velez, 1995; Freedman & Adam, in press). Mock experiments and
case studies are common. Some students expand their involvement through
contacts outside of the classroom and classroom lab. They sometimes serve
as lab technicians or research assistants or tutors for lower level students,
or as interns in related activity systems. Some have "field experiences"
where they observe the activity system's tools and subjects in use in specific
actions (Winsor, 1996).
However, the case studies of biology students such as Dave (McCarthy 1987)
and Liza (Haas 1994) suggest individuals experience double bindsand accompanying
anxietyin this movement from commodified abstraction to concrete action
with others in the activity system, from the first puzzling encounters with
the textbook commodified facts, to a range of often mysterious actions in
classroom and laboratory, to (perhaps) an eventual operationalizing of the
discourse and other tools-in-use of the discipline, until the student has
expanded participationthough never unproblematicallyand "learned"
to write the discourse of the discipline.
Issues of subjectivity and identity are particularly thorny for students
in ZPDs of beginning professional education. Moving from being a relatively
passive consumers of commodified tools in general/liberal ZPDs to being
a potential active participant authorized to act more and more fully in
a disciplinary activity system requires students to continually renegotiate
their position as agents among various related activity systems, and in
doing so make choices about their future involvementand thus identity. The
literature on writing and learning in such ZPDs is replete with accounts
of deep identity struggles in individuals and groups (e.g., women, African-Americans)
as they sort out their life-directions in relation to activity systems of
family, peer group, and so on, as they (re)construct their identities from
among contradictory object/motives of various activity systems (Velez 1995,
Haas 1994). In the ongoing dance of selection, some will sort themselves
and/or be sortedinto medicine, related areas of biological research, science
journalism, advocacy groups, and so on. Writing is difficult in part because
the process of appropriating (picking up) certain tools-in-use and not others
implies (implicates them in) certain life directions, certain affiliations,
with long-term consequences (Walvoord et al, 1991).
ZPDs of Advanced Professional Education
As students select and are selected for the most specialized involvement
in a professional activity system (often in graduate school in the US),
the genres are much closer to those of core researchers (theses and dissertations,
for example, which are expected to be an "original contribution to
knowledge in the field"). Eventually, some of students choose to pursue
advanced work (greatly expanded involvement) in these ZPDs, to eventually
be certified to become much more powerful agents in the professional activity
system, authorized to take actions that have direct consequences for other
core researchers and require much larger expenditure of the activity system's
resources. Indeed, core researchers sometimes read and cite dissertations,
include graduate students in grants, and allow them to supervise lab staff.
When the activity system of schooling is fully linked to that of a profession,
as in professional schools, participants assume that all involved have already
appropriated the object/motive of the activity system. Disciplinary and
professional excellence is most valued. Students in advanced professional
training participate in the complex division of labor and system of rewards
of a disciplinary activity system. Objects (and thus problems) become more
specialized (from chemicals to brain chemicals to peptides; literature,
to modern American literature to Joyce Carol Oates). The classroom genres
of ZPDs for advanced professional training are not quite yet the written
genres of professional practice, though the differences are sometimes so
small as to be functionally indistinguishable (and some graduate schools
are attempting to erase the distinctions be encouraging students to write
a series publishable papers in lieu of a dissertation).
But the path through the genre system of the activity system is not smooth
in these ZPDs either. Students also come to experience the contradictions
in activity systems as psychological double binds. Students typically become
a part of the competition as well as the collaboration that motivates participants
in most disciplines. They are drawn toward and choose to expand into various
sub-activity systems where there are various kinds of rewards, with complex
and high-stakes choices for future agency and identity (e.g., pure or applied
research, affiliations with subdisciplines). Students negotiate commitments,
personal/professional alliances, with each other and with mentors (Prior,
in press; Blakeslee, 1997). Indeed, the genres of academic and professional
life at this level gradually construct advanced students as competitors
with core researchers, and competition and selection operate in the genre
systems of grant proposals, conference papers, authorship position, and
so on. Authority is contested frequently through professional rivalries.
In one oral genre, students must "defend" a thesisargue their
case against those who have greater experience in the activity system (Abbott,
1988).
Yet in these ZPDs, students' power and agency increase. They affect the
activity system (and hence genres) of core researchers directly and routinely,
and in the process they fully appropriate the activity system's motive/object.
They are identified with it to the extent that they may come to see themselves
no longer as a student but as a biologist. Yet the object/motive and written
genres (and values or ideology) of the discipline come to be transparent,
part of the form of life in the activity systemand thus more stable and
resistant to change.
Conclusion
In this paper I set out to synthesize a version
of Vygotskian activity theory with a strand of North American genre theory,
in order to expand dialogic theories of context in formal schooling. I have
suggested that dialogic theory is expanded in three ways: in a broader unit
of analysis than text-as-discourse, in wider levels of analysis than the
dyad, and in an expanded theory of dialectic that embraces objects and motives
of collectives and their participants to explain reciprocal interactions
among minds and texts, which dialogism theorizes as the heteroglossic interpenetration
of social languages.
By tracing the relation of a disciplinary genre system to an educational
genre system, through the boundary of the classroom genre system, the analyst/reformer
can construct a model of the interactions of classroom with wider social
practices (including the social practices of the researcher[s], reflexively).9
Again the rule of thumb is: follow the (written) genres. By examining how
ZPDs of specific courses and curricula interact with activity systems at
the boundaries of formal educationand what genres (and contradictions) are
appropriated across boundariesit may be possible to analyze more fully the
rhetorical choices teachers and students (and researchers) make in negotiating
the boundaries. The crucial elements of the analysis are 1) the co-constructions
of the identity of subjects (agents), including the contradictions in those
constructions; 2) the co-construction of the object/motive of the activity
and the contradictions in that; and 3) the tools used to construct subjects
and object/motives, particularly the operationalized (routinized) rhetorical
choices we have called genres.
Social change (macro- and micro-level) and cognitive change (inter- and
intra-mental) are both analyzed as the operationalizing of typified actions
using material tools (including writing). Identity, agency, and power relations
are analyzed as the mutual appropriation of dynamic tools-in-use and the
operationalization of those tools-in-use in genres. Similarly, knowledge
is analyzed as the work of an ongoing activity system abstracted and commodified
into more or less (but never fully) stabilized "content." The
microstructural interactions are (always temporarily) stabilized into macrostructural
activity systems and formalized interactions among activity systems, which
in turn condition and constrain (but never determine) further microstructural
interactions. The actions of individuals with others and shared tools-in-use
construct both individual and collective identities and behavior (including
writing), thus providing for agency (individual and collective) and the
(always conditional and temporary) reproduction of macrostructures analyzed
as ongoing activity systems.
In this way, this synthesis of versions of activity theory and genre theory
satisfies Witte's two criteria for a theory of writing: "(a) comprehensives
with regard to stipulating the means of bringing together the textual, cognitive,
and social and (b) viability with regard to how writing is defined operationally
(i.e., in practice) through its production and use in the culture"
(1992, p. 242).
Ultimately, by applying Bazerman's theory of genre systems within a framework
of activity theory to interactions among education and other social practicesschool
and society, in Dewey's phraseit may be possible to bridge, in a principled
way, the analytical distance between social languages (macrostructural analysis)
and dialogic interactions of individuals in classrooms (microstructural
analysis). Such an analysis may be useful to research and reform efforts
that must account forand involve themselves withthe ways writing operates
in and among the diverse communities that make up the past and present of
students, as well as the ways writing operates in the specialization of
knowledge/work into which students will expand, through myriad written rout(in)es,
in the future. Helping teachers, students, educational institutions, and
professions understand the ways their various written genres are (re)negotiated
within and beyond classrooms may help them appropriate and (re)construct
genres to make those systems of human activity more inclusive and just.
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1 NOTES
Volushinov (1973) briefly discusses "behavioral genres" in an
attempt to emphasize that "the sign may not be divorced from the concrete
forms of social intercourse" nor communication from "the material
basis" (pp. 20-21, 96-97), but the concept has not been much developed
in Bakhtinian dialogic theory.
2 An activity system might
well be called an "activity network" to emphasize its loose, messy,
dynamic qualityand to emphasize its relations with Latour's Actor-Network
Theory. However, I have used the term "activity system" as it
has become standard in discussions of AT.
3 This is a deliberately
simplifed version of Engestrom's model of an activity system (1987) and
Leont'ev's (1981) discussion of object and motive. I combine the terms object
and motive to emphasize the full identity of the two.
4 This concept is similar
to the concept of "subject position" in cultural studies, but
the AT formulation gives equal weight to the non-linguistic material conditions
and elaborates the analysis in a systematic way, as we shall see. For epigenetic
factors, see Edelman, 1992.
5 Research in neural science
increasingly points to a very pastic capacity of human beings to categorize
sensory input in relation to survival values (Edelman, 1992). In this sense,
emotion and intellect are functionally inseparable, and unconscious and
conscious processing interact reciprocally and dynamically to structure
behavior (Damasio, 1994). This tradition of neural sciencederived in large
part from Vygotsky's collaborator A. R. Luriaprovides a neurological and
psychological grounding for activity theory and, I would argue further,
for genre theory, in that typifified responses to conditions percieved as
recurring is a fluid and dynamic process of categorization on value, rather
than a process of stable schema formation (Shank & Abelson, 1977) in
the tradition of information processing cogntive psychology or even "cultural
schema" formation in the tradition of cognitive anthropology (DuAndrade
& Strauss, 1992; Gee, 1992)
6 This view of genre differs
from the Martin/Rothery version of Halidayan systemic functional linguistics
(SFL) in that genre is seen as specific to some social practice (AS), not
an overarching discourse strategy shared by many unrelated social practices
(e.g., report, recount, etc.) (Martin, 1993). For a discussion of North
American versus SFL versions of genre, see Freedman & Medway (1994)
introduction.
7 For a genre system analyses
using Bazerman's theory, see Berkenkotter and Rivotas studies of the metal
health care system (in press). For an activity theory analysis of the genres
of medical interviews in Finland, see Ritva Engestrom (1996). For genre
system analyses from other similar perspectives, see Devitt (1991) on accounting;
Diaz et al. (in press) on social work and central bank management; Van Nostrand
(1994) on government research and development (with an alternative form
of genre mapping).
8 Latour's actor-network
theory (1987, 1993) is finally incompatible with activity theory because
it insists that nonhuman agents be analyzed symetrically as agents (for
critiques see Myers, 1996). But a number of Latour's insights into the macrostructural
workings of mediated networks, I believe, can appropirated to extend activity
theory to consider macrostructural sociological objects in new and useful
ways.
9 Like certain versions
of cultural studies, activity theory resists an Archimedian point of view
for the analyst, and instead emphasizes the involvement of the researcher
in the activity networks, and the potential for dialactical change in the
interaction between the researchers' activity systems (and thus subjectivities)
and those of the people studied (Engestrom, 1990).